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Ensuring the Integrity (& Continuity)
of Our Record of Scholarship
+ 7 Good Things To Do
‘Standing on the Digits of Giants: Research data, preservation and innovation’
Funding from the Andrew W. Mellon Foundation
Peter Burnhill
EDINA, University of Edinburgh
ALPSP/DPC, London 8th March 2016
Focus on Scholarly Statement =
Content + References to Content
Content Scholarly
References to
Content
 Back into Scholarly
Publications
Has ‘fixity’
DOI, ISSN
CLOCKSS, Portico,
LOCKSS, etc
’
E-Journal Archiving
How brittle are those Digits (of Giants) we presume to stand upon?
#keepers
Focus on Scholarly Statement =
Content + References to Content
Content Scholarly Record
References to
Content
=> Back into Scholarly
Publications
=> Out onto
the Web at Large
Has ‘fixity’ dynamic , lacks fixity
DOI, ISSN
CLOCKSS, Portico,
LOCKSS, etc
‘Web today, gone tomorrow’
Reference RotE-Journal Archiving
How brittle are those Digits (of Giants) we presume to stand upon?
#keepers #hiberlink
Klein M, Van de Sompel H, Sanderson R, Shankar H, Balakireva L, et al. (2014) Scholarly Context Not Found: One in Five Articles Suffers from
Reference Rot. PLoS ONE 9(12): e115253. doi:10.1371/journal.pone.0115253
http://journals.plos.org/plosone/article?id=info:doi/10.1371/journal.pone.0115253
arXiv
Elsevier
corpus
PMC
Scholarly Articles increasingly link to Wild Web
Resources not just back to other Articles
Dark solid lines
represents URIs
to Web-at-large,
from 1997/2011
* * Artefact of XML supplied

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Presented by Adam Rusbridge at the Meeting of the UK LOCKSS Alliance, British Library, London, 22 October 2009.

adam rusbridgeclockssedina
Building research data management services at the University of Edinburgh: a ...
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This document discusses building research data management services from a data librarian's perspective. It defines research data management and outlines developing an institutional RDM policy involving researchers, librarians, and IT staff. The author discusses the University of Edinburgh's library-led RDM policy as an example. The document also covers supporting researchers through training, guidance, and tools for data management planning and sharing. It proposes additional library RDM services like data repositories, archiving, and metadata standards expertise. Challenges for librarians expanding into this new domain are also addressed.

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Presented by Stuart Macdonald at the IT Professionals Forum (20/5/14) and the PPLS (School of Philosophy, Psychology and Language Sciences) RDM Workshop (6/5/14).

data managementedinburgh datashareeducation and training
‘e-journals’
Websites,
Databases,
Repositories
‘book-length work’
‘Gov Docs’
The Scholarly Record always had a fuzzy edge
conference proceedings
‘e-magazines’
‘e-newsmedia’
‘data as findings’
+ access to the resources needed for Scholarship
… including what is cited on the World Wild Web
e-theses
e-methods: software
Unintended Consequences of The Web/Internet:
Digital back copy no longer in the custody of libraries
Picture credit: http://somanybooksblog.com/2009/03/27/library-tour/
Unintended Consequences of The Web/Internet:
Digital back copy no longer in the custody of libraries
Picture credit: http://somanybooksblog.com/2009/03/27/library-tour/
Libraries boast of ‘e-collections’,
but do they only have ‘e-connections’?
• Web-scale not-for-profit archiving agencies:
• National institutions (usually national libraries) …
• Consortia of university libraries & specialist centres …
Good News: We do have some digital shelving 
We now have means to discover who is looking
after what e-serials, via the Keepers Registry
"Tales from the Keepers Registry” Serials Review 39.1 (2013)
+
+

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edinburghrdm
… to discover who is looking after what
ISSN-L as kernel field
Global Monitor
thekeepers.org
Keepers Registry gives
evidence on progress
content from 30,769 titles
being ingested with
archival intent by > 1
keeper
Key Statistics using Titles Ingested / Titles with ISSN
Ingest Ratio = titles ingested by one or more Keeper
/ total ‘online serials’ in ISSN Register
= 30,769 / 177,631
=> 17%
KeepSafe Ratio = with 3+ Keepers / ISSN Register
= 11,312 / 177,631
=> 6%
Total number of Online Serials in ISSN Register has been increasing: 177,631 in January 2016
Elsevier
Hindawi
T&F, OUP, etc
Wiley etc
Springer
Karger
Mostly Big Publisher content that’s being archived
Big Variation in Archival Status of Online Continuing
Resources (assigned ISSN) by Country, July 2015
very many ‘at risk’ e-journals from many (small &
not so small) publishers
BIG
publishers
act early but
incompletely
Priority:
find economic way to
archive content from
Standing on the Digits of Giants?
- Not If we don’t keep the digits …

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Slides from the presentation given at Internet Llibrarian International 2010 in London on 15th October 2010.

archivinge-journalsedina
① Go to the Keepers Registry => thekeepers.org
 Search on Title/ISSN
• Check key volumes & issues are being archived
 Browse by publisher
 Use the Title List Comparison tool [Member Services]
• Are your Titles being archived?
 Consider the Linking Options to display ‘archival status’
for each Title on your website
So, First Good Thing To Do – today/now
“when links to web resources no longer point
to what was intended”
There is Threat to Integrity of our Scholarly Record
Reference Rot = Link Rot + Content Drift
Research Report: What recent findings tells us
Funding: Andrew W. Mellon
Foundation
Link Rot
Link Rot’ is known to be scary
Content Drift may be even scarier!
When what is at end of cited URL has changed, or gone!!
http://dl00.org
2000
http://dl00.org
2004
http://dl00.org
2005
http://dl00.org
2008
(a) Dynamic content
as values on webpage
changes over time
(b) Static content
but very different (often
unrelated) web pages

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Hiberlink analysed 1million URI links to Web-at-large
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1. Do those links (URIs) still work? - on the ‘Live Web’’?
2. Is there a ‘Memento’ of that reference in the ‘Archived Web’?
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Klein M, Van de Sompel H, Sanderson R, Shankar H, Balakireva L, et al. (2014)
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PMC Elsevier
‘Not Archived’ 74.5% 75.2%
Of those ‘Not Archived’ % %
still ‘Live’ on the Web 80 67.3
‘No longer Live’ on the Web 20% 32.7%
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already significant
Most referenced
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Perma: Scoping and Addressing the Problem of Link and Reference Rot in Legal Citations.
Legal Information Management 14. doi:10.1017/S1472669614000255.
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Rot in References means a Defective Article!
undermines the integrity of the scholarly record 
Things To Do?
Hint: Remedy for fish is ‘Quick Freeze & Store’
What should the Publisher do?
To give assurance that
the fish / references / articles
sold are not rotten!
with ‘Link Decoration’: JavaScript + Memento API
Demo - http://robustlinks.mementoweb.org/demo/uri_references_js.html
robustlinks.js - https://github.com/mementoweb/robustlinks
②Help the Reader at the Point of Sale & Use
… Reader is then taken to web content nearest in time
to the submission date of the article

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But best done at earliest moment of capture
… for what an Author regards as significant
… or needs to provide as evidence
③ Snapshot & Save: Proactive/Transactional archiving
• Use web-scale archives for on-demand snapshots of URIs:
– archive.today; Internet Archive; perma.cc; webcitation.org
④ Turn a simple URI - to article in New Yorker magazine (say)
http://www.newyorker.com/magazine/2015/01/26/cobweb
into a hiberlink URI
Snapshot URI + Original URI + DateTime [Robust Link syntax]
http://robustlinks.mementoweb.org/spec/
More Things To Do: ‘Hiberlink Remedy’
<a href=“http://www.newyorker.com/magazine/2015/01/26/cobweb”
data-
versionurl=“http://web.archive.org/web/20150219094636/http://www.ne
wyorker.com/magazine/2015/01/26/cobweb”
data-versiondate=“2015-02-19T09:46:36”>Cobweb</a>

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Author workflow: note-taking software
Semi-automatic archiving of referenced web content when noted
eg EndNote, Mendeley, Reference Manager, Zotero, RefME
Zotero plug-in
Software stores those ‘hiberlinks’ for use in citations
1. A parser converts .pdf to .html & extracts URIs
2. Triggers archiving of content for each reference
• Author & Editor need to work together to determine the archival copy to use
3. HTML version that includes Robust Link for each cited reference.
⑥ Avoid reference rot by triggering archiving of
snapshots & inserting Hiberlinks / Robust Links
Submission -> Editing -> (Revision) -> Acceptance -> Issue
OJS plug-in
at the point of Ingest in the submission system
Two Things Publishers should do in Workflow?
⑤ Accept Robust Links in Cited References!
⑦Engage with us in HiberActive Infrastructure *
Workflow
software
HiberActive
Web archival service
(e.g. Internet Archive)
to act as middleware between
existing software & web archives
• Asynchronous, returns hiberlink in Robust Link syntax
• Distributed, enables archiving with different web archives
• Lightweight, leverages HTTP & what already exists
* In development
Standing on the Digits of Giants?
- only if published references
have Robust Links to what the author intended
Questions welcome
& any interest in working together
edina@ed.ac.uk

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Ensuring the Integrity (& Continuity) of Our Record of Scholarship

  • 1. Ensuring the Integrity (& Continuity) of Our Record of Scholarship + 7 Good Things To Do ‘Standing on the Digits of Giants: Research data, preservation and innovation’ Funding from the Andrew W. Mellon Foundation Peter Burnhill EDINA, University of Edinburgh ALPSP/DPC, London 8th March 2016
  • 2. Focus on Scholarly Statement = Content + References to Content Content Scholarly References to Content  Back into Scholarly Publications Has ‘fixity’ DOI, ISSN CLOCKSS, Portico, LOCKSS, etc ’ E-Journal Archiving How brittle are those Digits (of Giants) we presume to stand upon? #keepers
  • 3. Focus on Scholarly Statement = Content + References to Content Content Scholarly Record References to Content => Back into Scholarly Publications => Out onto the Web at Large Has ‘fixity’ dynamic , lacks fixity DOI, ISSN CLOCKSS, Portico, LOCKSS, etc ‘Web today, gone tomorrow’ Reference RotE-Journal Archiving How brittle are those Digits (of Giants) we presume to stand upon? #keepers #hiberlink
  • 4. Klein M, Van de Sompel H, Sanderson R, Shankar H, Balakireva L, et al. (2014) Scholarly Context Not Found: One in Five Articles Suffers from Reference Rot. PLoS ONE 9(12): e115253. doi:10.1371/journal.pone.0115253 http://journals.plos.org/plosone/article?id=info:doi/10.1371/journal.pone.0115253 arXiv Elsevier corpus PMC Scholarly Articles increasingly link to Wild Web Resources not just back to other Articles Dark solid lines represents URIs to Web-at-large, from 1997/2011 * * Artefact of XML supplied
  • 5. ‘e-journals’ Websites, Databases, Repositories ‘book-length work’ ‘Gov Docs’ The Scholarly Record always had a fuzzy edge conference proceedings ‘e-magazines’ ‘e-newsmedia’ ‘data as findings’ + access to the resources needed for Scholarship … including what is cited on the World Wild Web e-theses e-methods: software
  • 6. Unintended Consequences of The Web/Internet: Digital back copy no longer in the custody of libraries Picture credit: http://somanybooksblog.com/2009/03/27/library-tour/
  • 7. Unintended Consequences of The Web/Internet: Digital back copy no longer in the custody of libraries Picture credit: http://somanybooksblog.com/2009/03/27/library-tour/ Libraries boast of ‘e-collections’, but do they only have ‘e-connections’?
  • 8. • Web-scale not-for-profit archiving agencies: • National institutions (usually national libraries) … • Consortia of university libraries & specialist centres … Good News: We do have some digital shelving  We now have means to discover who is looking after what e-serials, via the Keepers Registry "Tales from the Keepers Registry” Serials Review 39.1 (2013) + +
  • 9. … to discover who is looking after what ISSN-L as kernel field Global Monitor thekeepers.org Keepers Registry gives evidence on progress content from 30,769 titles being ingested with archival intent by > 1 keeper
  • 10. Key Statistics using Titles Ingested / Titles with ISSN Ingest Ratio = titles ingested by one or more Keeper / total ‘online serials’ in ISSN Register = 30,769 / 177,631 => 17% KeepSafe Ratio = with 3+ Keepers / ISSN Register = 11,312 / 177,631 => 6% Total number of Online Serials in ISSN Register has been increasing: 177,631 in January 2016
  • 11. Elsevier Hindawi T&F, OUP, etc Wiley etc Springer Karger Mostly Big Publisher content that’s being archived Big Variation in Archival Status of Online Continuing Resources (assigned ISSN) by Country, July 2015
  • 12. very many ‘at risk’ e-journals from many (small & not so small) publishers BIG publishers act early but incompletely Priority: find economic way to archive content from Standing on the Digits of Giants? - Not If we don’t keep the digits …
  • 13. ① Go to the Keepers Registry => thekeepers.org  Search on Title/ISSN • Check key volumes & issues are being archived  Browse by publisher  Use the Title List Comparison tool [Member Services] • Are your Titles being archived?  Consider the Linking Options to display ‘archival status’ for each Title on your website So, First Good Thing To Do – today/now
  • 14. “when links to web resources no longer point to what was intended” There is Threat to Integrity of our Scholarly Record Reference Rot = Link Rot + Content Drift Research Report: What recent findings tells us Funding: Andrew W. Mellon Foundation
  • 15. Link Rot Link Rot’ is known to be scary
  • 16. Content Drift may be even scarier! When what is at end of cited URL has changed, or gone!! http://dl00.org 2000 http://dl00.org 2004 http://dl00.org 2005 http://dl00.org 2008 (a) Dynamic content as values on webpage changes over time (b) Static content but very different (often unrelated) web pages
  • 17. Hiberlink analysed 1million URI links to Web-at-large not links to publisher & access platforms (DOI etc) Methodology: answer to 2 questions 1. Do those links (URIs) still work? - on the ‘Live Web’’? 2. Is there a ‘Memento’ of that reference in the ‘Archived Web’?
  • 18. Hiberlink analysed 1million URI links to Web-at-large not links to publisher & access platforms (DOI etc) If a Memento cannot be found in a Web Archive within N days of the date of publication, but URI is still active then risk of loss (& rot) Methodology: answer to 2 questions 1. Do those links (URIs) still work? - on the ‘Live Web’’? 2. Is there a ‘Memento’ of that reference in the ‘Archived Web’? If Memento cannot be found in a Web Archive within N days of the date of publication, and URI not active on the Live Web, then it is lost / rotten
  • 19. Klein M, Van de Sompel H, Sanderson R, Shankar H, Balakireva L, et al. (2014) Scholarly Context Not Found: One in Five Articles Suffers from Reference Rot. PLoS ONE 9(12): e115253. doi:10.1371/journal.pone.0115253 http://127.0.0.1:8081/plosone/article?id=info:doi/10.1371/journal.pone.0115253 Hiberlink Results: within 14 days of publication date … PMC Elsevier ‘Not Archived’ 74.5% 75.2% Of those ‘Not Archived’ % % still ‘Live’ on the Web 80 67.3 ‘No longer Live’ on the Web 20% 32.7% Reference Rot is already significant Most referenced URIs at risk of loss Team at Harvard Law School establishing similar evidence “We documented a serious problem of reference rot: • more than 70% of the URLs within the above mentioned [law] journals, and • 50% of the URLs within U.S. Supreme Court opinions suffer reference rot — meaning, again, that they do not produce the information originally cited.” Jonathan Zittrain, Kendra Albert and Lawrence Lessig (2014). Perma: Scoping and Addressing the Problem of Link and Reference Rot in Legal Citations. Legal Information Management 14. doi:10.1017/S1472669614000255.
  • 20. => Content of Citations Rot over Time!! … leading to rotten references for the reader
  • 21. Rot in References means a Defective Article! undermines the integrity of the scholarly record 
  • 22. Things To Do? Hint: Remedy for fish is ‘Quick Freeze & Store’
  • 23. What should the Publisher do? To give assurance that the fish / references / articles sold are not rotten!
  • 24. with ‘Link Decoration’: JavaScript + Memento API Demo - http://robustlinks.mementoweb.org/demo/uri_references_js.html robustlinks.js - https://github.com/mementoweb/robustlinks ②Help the Reader at the Point of Sale & Use … Reader is then taken to web content nearest in time to the submission date of the article
  • 25. But best done at earliest moment of capture
  • 26. … for what an Author regards as significant
  • 27. … or needs to provide as evidence
  • 28. ③ Snapshot & Save: Proactive/Transactional archiving • Use web-scale archives for on-demand snapshots of URIs: – archive.today; Internet Archive; perma.cc; webcitation.org ④ Turn a simple URI - to article in New Yorker magazine (say) http://www.newyorker.com/magazine/2015/01/26/cobweb into a hiberlink URI Snapshot URI + Original URI + DateTime [Robust Link syntax] http://robustlinks.mementoweb.org/spec/ More Things To Do: ‘Hiberlink Remedy’ <a href=“http://www.newyorker.com/magazine/2015/01/26/cobweb” data- versionurl=“http://web.archive.org/web/20150219094636/http://www.ne wyorker.com/magazine/2015/01/26/cobweb” data-versiondate=“2015-02-19T09:46:36”>Cobweb</a>
  • 29. Author workflow: note-taking software Semi-automatic archiving of referenced web content when noted eg EndNote, Mendeley, Reference Manager, Zotero, RefME Zotero plug-in Software stores those ‘hiberlinks’ for use in citations
  • 30. 1. A parser converts .pdf to .html & extracts URIs 2. Triggers archiving of content for each reference • Author & Editor need to work together to determine the archival copy to use 3. HTML version that includes Robust Link for each cited reference. ⑥ Avoid reference rot by triggering archiving of snapshots & inserting Hiberlinks / Robust Links Submission -> Editing -> (Revision) -> Acceptance -> Issue OJS plug-in at the point of Ingest in the submission system Two Things Publishers should do in Workflow? ⑤ Accept Robust Links in Cited References!
  • 31. ⑦Engage with us in HiberActive Infrastructure * Workflow software HiberActive Web archival service (e.g. Internet Archive) to act as middleware between existing software & web archives • Asynchronous, returns hiberlink in Robust Link syntax • Distributed, enables archiving with different web archives • Lightweight, leverages HTTP & what already exists * In development
  • 32. Standing on the Digits of Giants? - only if published references have Robust Links to what the author intended Questions welcome & any interest in working together edina@ed.ac.uk