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International perspectives and cooperation

  Archiving The World's E-Journals:
The Keepers Registry As Global Monitor


Peter Burnhill, Francoise Pelle, Pierre Godefroy,
 Fred Guy, Morag Macgregor & Adam Rusbridge
  EDINA (JISC & University of Edinburgh) & ISSN-IC (Paris)

                    28 September, 2012
     UNESCO Digital Memory of The World Conference,
                   Vancouver, Canada
Digital Preservation of Serial Content
Helping to ensure                                 Identifying
continuity of access                              the stream




http://www.flickr.com/photos/shinez/5000985919/
The Basics of a Shared Concern
[The Good News] 
What was once availably locally <on shelf, in drawer/datacentre>
 is now online & accessed remotely, anytime/anywhere
    – Studies show that scholarly literature is now nearly all online
    – Libraries moving to an e-only environment for journals

[The Bad News] 
The role of libraries as trusted keepers of information and
  culture has been disrupted
   Libraries no longer take physical custody of digital
    – Publishers license content online remotely

   Risk of loss for future scholars, citizens & our children
Our Shared Understanding
   World heritage & scientific understanding is global

   Scholarship & science has global literature
       Researchers in any one country are dependent upon
        content written and published in other countries
   International/National Reports & Activity: 10 Years On
      Draft Charter on the Preservation of the Digital Heritage, 2003
    Increasingly born digital,
    

    or re-born digitized
       Archiving E-Journals (JISC: Maggie Jones, 2003)
    Need to ensure continuity
     Archiving Electronic Journals   of
                                      (L. Cantara (Ed) DLF/CLR, 2003)
    access
       E-Journal Archiving Metes and Bounds: A Survey of the
        Landscape (Anne Kenney et al, 2006)
       …
The real heroes in the story are …
The Keepers, organisations that act as our
 digital shelves:
  a. web-scale   not-for-profit   organizations
       * e.g. CLOCKSS Archive & Portico
  a.   national libraries
       *e.g. British Library, e-Depot (Netherlands)
        & National Science Library of China
  a.   library consortia
       *e.g. HathiTrust & Global LOCKSS Network
Many archiving initiatives is a Good Thing 




“Digital information is best preserved by replicating it at
  multiple archives run by autonomous organizations”
                           B. Cooper and H. Garcia-Molina (2002)
A Registry to discover ‘who is looking after what’
•   Idea mooted in UK Report (JISC: Maggie Jones, 2003/4);
    Call in USA/Canada for “clarity of public statement by each
    agency or through a registry” (CLIR Report, 2006)

•   UK scoping study recommended an e-journals preservation
    registry be built (JISC: Rightscom/U. of Loughborough 2007)

•   JISC funded EDINA & ISSN-IC as partners to Pilot an
    E-Journal Preservation Registry Services (PEPRS)
    – Phase 1: August 2008 – July 2010
            ‘investigate, prototype and build’ [evaluation in Feb. 2010]
    – Phase 2: August 2010 – July 2012
            ‘preparing for service & governance’
Abstract Data Model: Figure 1 in reference paper in Serials, March 2009


                     SERVICES: user requirements



                     E-J Preservation Registry Service



 Piloting an
 E-journals                    E-Journal                       METADATA
 Preservation                 Preservation                 on preservation action
                                                 (b)
 Registry                       Registry
 Service
                                 (a)


                              METADATA                   Digital Preservation Agencies
                                                           e.g. CLOCKSS, Portico; BL, KB;
                          on extant e-journals                 UK LOCKSS Alliance etc.




 Data dependency
                                  ISSN
                                 Register
Partners have 15+ years of association
•   ISSN International Centre (ISSN IC)
                linked to national libraries and publishers
    –   an intergovernmental institution governed by statutes/
        convention between UNESCO & France (as host country)
    –   coordinates the ISSN Network of national centres, operating
        an automated system for the registration of serials, via
        assignment of International Standard Serial Numbers (ISSNs)
                                            http://www.issn.org

•   EDINA      linked to needs of research & teaching
    –   part of The University of Edinburgh (Scotland, UK)
    –   designated in 1995 to act as a national data centre by JISC,
        the ICT agency for UK universities and colleges
                                            http://edina.ac.uk
The Keepers Registry
•   Initial scope was upon what is published in digital form
    – in serials and periodicals (journals, magazines, newspapers etc)
•   Content of significance for each & every country:
    – publishers & archiving agencies are international

        We can already report some good progress, having
      launched a Beta service a year ago, as noted on our blog,
                 http://thekeepers.blogs.edina.ac.uk/
http://thekeepers.org
                 and their activity

search on
title or
ISSN



 a showcase
 for archiving
 organisations
Example search for: Origins of Life
                          This e-journal is being archived
                          by 5 archiving agencies …




       … but coverage
        of volumes is
       partial & patchy




                                                             12
Reminder about the real heroes in the story
                The Keepers of e-journal content




                                                National Science Library,
                                                Chinese Academy of Sciences



And others, as they tell all via the Keepers Registry …

http://thekeepers.blogs.edina.ac.uk/2012/06/27/draft-inclusion-criteria-released-for-review/
Sidebar note on National Libraries
Should we wait upon Legal Deposit?
    – 94% of libraries have some form of legal deposit for print.
•   Only 44% national libraries had legislation in 2011 for
    e-books or e-journals; expected to rise to 58% by June 2012.
•   Only 27% [expected to rise to 37% by June 2012] actually
    ingesting via legal deposit
    Total national libraries collecting =
       those 14 via legal deposit + 9 by other means
      (Netherlands, UK/BL & Switzerland have voluntary deposit )

   2 (KB e-Depot & BL) participate in the Keepers Registry
    – Only when the other 21 join will all know about their activity

                from presentation, CENL 2011 Survey by Lynne Brindley
                 to CDNL Annual Meeting Puerto Rico, 15/8/11
Sidebar note on Identifiers
Our focus when building the Registry was online content
  that had an ISSN, as project convenience
    – Big increase in assignment of ISSN to electronic continuing
      resources: about 100,000

    Now as a matter of principle: if it is worth preserving
    then it needs/deserves an identifier
•   ISSN-L has been devised to link the different ISSN for
    digital and for print
•   Rules now agreed for assigning ISSN to digitised
    content from print journals
•   ISSN assignment rules for integrating resources
    (websites and online databases that change over time)
Work-in-progress for the Keepers Registry
1.   Revise schema for archival action for self-statement by the
     archiving organisations: [*The Keepers Registry is not an audit*]
     – Brief summary
     – Ingest & preservation workflow: ingest & preserve
     – Library access to content: conditions
     – Policies & procedures (inc. external audit): authenticity/integrity
     – Latest data: report of serials/journals being archived, with volume detail.

1.   Establish Governance, Business Model & Sustainability:
     JISC & international (UNESCO, EU; LIBER, ARL; …)
2.   Inter-working between archiving agencies [safe places network]
3.   Engage/inspire others to do advocacy: for coverage & use
     – http://www.eifl.net/      (as example)
1.   Functionality: Upload / cross-check facility for libraries etc
2.   Work on methodological problems (serials, interoperability etc)
     1. ‘universal holdings statements/records’, ONIX for Preservations etc
Strategies -> Action Plans -> Delivery
“develop strategies that will contribute to greater protection of digital
  assets and help to define an implementation methodology that is
  appropriate for developing countries, in particular.”     UNESCO

•   Principles into practice [even for unique/special objects]
    a.   Assign an identifier at ‘point of issue’ [ISSN for the stream]
    b.   Archive routinely (preferably have others/peers do that for you too)
    c.   Tell someone what you are doing (and how) [e.g. Keepers Registry]
    d.   Publish terms of access (now and when triggered as orphaned) [OA]

•   Make Copies, Establish Safe Places & Monitor Progress
    –    What is different about the digital includes the ease with which digital
         content can be copied, cheaply and exactly.
    –    Strategy for a safe places network in which the responsibility for
         custody of the new digital content is shared.
                                                          http://www.eifl.net/
Use Seriality for Preservation Monitoring

            Thank you for listening




                              p.burnhill@ed.ac.uk

                           http://thekeepers.org

  http://thekeepers.blogs.edina.ac.uk/

http://www.flickr.com/photos/shinez/5000985919/
We have been busy building international support…
2008: JISC Journals WG, London; ISSN National Directors Meeting

2009: NASIG Annual Conference, Ashville NC, USA;
   Lib. of Academy of Science, Beijing; ISSN Directors, Beijing;
   PARSE.Insight, Germany; Knowledge Exchange, Edinburgh

2010: E-journals are Forever Workshop, JISC/DPC, London;
   IFLA 2010 Gothenburg; RLUK Conference, Edinburgh;
   Columbia Univ., NYC

2011: UKSG; ISSN Governing Body; ARL, Montreal; ALA; UNESCO …


P.Burnhill, F.Pelle, P.Godefroy, F.Guy, M.Macgregor, A.Rusbridge & C.Rees
   Piloting an e-journals preservation registry service.
   Serials 22(1) March 2009. [UK Serials Group]
P.Burnhill. Monitoring Archiving with Issues about Serials on the Web:
   Keepers Registry. Serials Review (submitted)



                                                                            19

More Related Content

Archiving The Worlds E-Journals:The Keepers Registry As Global Monitor

  • 1. International perspectives and cooperation Archiving The World's E-Journals: The Keepers Registry As Global Monitor Peter Burnhill, Francoise Pelle, Pierre Godefroy, Fred Guy, Morag Macgregor & Adam Rusbridge EDINA (JISC & University of Edinburgh) & ISSN-IC (Paris) 28 September, 2012 UNESCO Digital Memory of The World Conference, Vancouver, Canada
  • 2. Digital Preservation of Serial Content Helping to ensure Identifying continuity of access the stream http://www.flickr.com/photos/shinez/5000985919/
  • 3. The Basics of a Shared Concern [The Good News]  What was once availably locally <on shelf, in drawer/datacentre> is now online & accessed remotely, anytime/anywhere – Studies show that scholarly literature is now nearly all online – Libraries moving to an e-only environment for journals [The Bad News]  The role of libraries as trusted keepers of information and culture has been disrupted  Libraries no longer take physical custody of digital – Publishers license content online remotely  Risk of loss for future scholars, citizens & our children
  • 4. Our Shared Understanding  World heritage & scientific understanding is global  Scholarship & science has global literature  Researchers in any one country are dependent upon content written and published in other countries  International/National Reports & Activity: 10 Years On Draft Charter on the Preservation of the Digital Heritage, 2003 Increasingly born digital,  or re-born digitized  Archiving E-Journals (JISC: Maggie Jones, 2003) Need to ensure continuity  Archiving Electronic Journals of (L. Cantara (Ed) DLF/CLR, 2003) access  E-Journal Archiving Metes and Bounds: A Survey of the Landscape (Anne Kenney et al, 2006)  …
  • 5. The real heroes in the story are … The Keepers, organisations that act as our digital shelves: a. web-scale not-for-profit organizations * e.g. CLOCKSS Archive & Portico a. national libraries *e.g. British Library, e-Depot (Netherlands) & National Science Library of China a. library consortia *e.g. HathiTrust & Global LOCKSS Network
  • 6. Many archiving initiatives is a Good Thing  “Digital information is best preserved by replicating it at multiple archives run by autonomous organizations” B. Cooper and H. Garcia-Molina (2002)
  • 7. A Registry to discover ‘who is looking after what’ • Idea mooted in UK Report (JISC: Maggie Jones, 2003/4); Call in USA/Canada for “clarity of public statement by each agency or through a registry” (CLIR Report, 2006) • UK scoping study recommended an e-journals preservation registry be built (JISC: Rightscom/U. of Loughborough 2007) • JISC funded EDINA & ISSN-IC as partners to Pilot an E-Journal Preservation Registry Services (PEPRS) – Phase 1: August 2008 – July 2010 ‘investigate, prototype and build’ [evaluation in Feb. 2010] – Phase 2: August 2010 – July 2012 ‘preparing for service & governance’
  • 8. Abstract Data Model: Figure 1 in reference paper in Serials, March 2009 SERVICES: user requirements E-J Preservation Registry Service Piloting an E-journals E-Journal METADATA Preservation Preservation on preservation action (b) Registry Registry Service (a) METADATA Digital Preservation Agencies e.g. CLOCKSS, Portico; BL, KB; on extant e-journals UK LOCKSS Alliance etc. Data dependency ISSN Register
  • 9. Partners have 15+ years of association • ISSN International Centre (ISSN IC) linked to national libraries and publishers – an intergovernmental institution governed by statutes/ convention between UNESCO & France (as host country) – coordinates the ISSN Network of national centres, operating an automated system for the registration of serials, via assignment of International Standard Serial Numbers (ISSNs) http://www.issn.org • EDINA linked to needs of research & teaching – part of The University of Edinburgh (Scotland, UK) – designated in 1995 to act as a national data centre by JISC, the ICT agency for UK universities and colleges http://edina.ac.uk
  • 10. The Keepers Registry • Initial scope was upon what is published in digital form – in serials and periodicals (journals, magazines, newspapers etc) • Content of significance for each & every country: – publishers & archiving agencies are international We can already report some good progress, having launched a Beta service a year ago, as noted on our blog, http://thekeepers.blogs.edina.ac.uk/
  • 11. http://thekeepers.org and their activity search on title or ISSN a showcase for archiving organisations
  • 12. Example search for: Origins of Life This e-journal is being archived by 5 archiving agencies … … but coverage of volumes is partial & patchy 12
  • 13. Reminder about the real heroes in the story The Keepers of e-journal content National Science Library, Chinese Academy of Sciences And others, as they tell all via the Keepers Registry … http://thekeepers.blogs.edina.ac.uk/2012/06/27/draft-inclusion-criteria-released-for-review/
  • 14. Sidebar note on National Libraries Should we wait upon Legal Deposit? – 94% of libraries have some form of legal deposit for print. • Only 44% national libraries had legislation in 2011 for e-books or e-journals; expected to rise to 58% by June 2012. • Only 27% [expected to rise to 37% by June 2012] actually ingesting via legal deposit  Total national libraries collecting = those 14 via legal deposit + 9 by other means (Netherlands, UK/BL & Switzerland have voluntary deposit )  2 (KB e-Depot & BL) participate in the Keepers Registry – Only when the other 21 join will all know about their activity from presentation, CENL 2011 Survey by Lynne Brindley to CDNL Annual Meeting Puerto Rico, 15/8/11
  • 15. Sidebar note on Identifiers Our focus when building the Registry was online content that had an ISSN, as project convenience – Big increase in assignment of ISSN to electronic continuing resources: about 100,000 Now as a matter of principle: if it is worth preserving then it needs/deserves an identifier • ISSN-L has been devised to link the different ISSN for digital and for print • Rules now agreed for assigning ISSN to digitised content from print journals • ISSN assignment rules for integrating resources (websites and online databases that change over time)
  • 16. Work-in-progress for the Keepers Registry 1. Revise schema for archival action for self-statement by the archiving organisations: [*The Keepers Registry is not an audit*] – Brief summary – Ingest & preservation workflow: ingest & preserve – Library access to content: conditions – Policies & procedures (inc. external audit): authenticity/integrity – Latest data: report of serials/journals being archived, with volume detail. 1. Establish Governance, Business Model & Sustainability: JISC & international (UNESCO, EU; LIBER, ARL; …) 2. Inter-working between archiving agencies [safe places network] 3. Engage/inspire others to do advocacy: for coverage & use – http://www.eifl.net/ (as example) 1. Functionality: Upload / cross-check facility for libraries etc 2. Work on methodological problems (serials, interoperability etc) 1. ‘universal holdings statements/records’, ONIX for Preservations etc
  • 17. Strategies -> Action Plans -> Delivery “develop strategies that will contribute to greater protection of digital assets and help to define an implementation methodology that is appropriate for developing countries, in particular.” UNESCO • Principles into practice [even for unique/special objects] a. Assign an identifier at ‘point of issue’ [ISSN for the stream] b. Archive routinely (preferably have others/peers do that for you too) c. Tell someone what you are doing (and how) [e.g. Keepers Registry] d. Publish terms of access (now and when triggered as orphaned) [OA] • Make Copies, Establish Safe Places & Monitor Progress – What is different about the digital includes the ease with which digital content can be copied, cheaply and exactly. – Strategy for a safe places network in which the responsibility for custody of the new digital content is shared. http://www.eifl.net/
  • 18. Use Seriality for Preservation Monitoring Thank you for listening p.burnhill@ed.ac.uk http://thekeepers.org http://thekeepers.blogs.edina.ac.uk/ http://www.flickr.com/photos/shinez/5000985919/
  • 19. We have been busy building international support… 2008: JISC Journals WG, London; ISSN National Directors Meeting 2009: NASIG Annual Conference, Ashville NC, USA; Lib. of Academy of Science, Beijing; ISSN Directors, Beijing; PARSE.Insight, Germany; Knowledge Exchange, Edinburgh 2010: E-journals are Forever Workshop, JISC/DPC, London; IFLA 2010 Gothenburg; RLUK Conference, Edinburgh; Columbia Univ., NYC 2011: UKSG; ISSN Governing Body; ARL, Montreal; ALA; UNESCO … P.Burnhill, F.Pelle, P.Godefroy, F.Guy, M.Macgregor, A.Rusbridge & C.Rees Piloting an e-journals preservation registry service. Serials 22(1) March 2009. [UK Serials Group] P.Burnhill. Monitoring Archiving with Issues about Serials on the Web: Keepers Registry. Serials Review (submitted) 19

Editor's Notes

  1. T: So we could regard each journal as a data stream &apos;as a continuing resource&apos;   P: Yes, trying to preserve the content of journals seems a much more sensible approach.   T: Put simply, there are fewer ISSNs than DOIs   P: That’s good Theo. And remember that those Authors’ Final Copies rarely have any identifier and often have rubbish metadata.   [60]
  2. 10/01/12
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  14. 10/01/12
  15. T: So we could regard each journal as a data stream &apos;as a continuing resource&apos;   P: Yes, trying to preserve the content of journals seems a much more sensible approach.   T: Put simply, there are fewer ISSNs than DOIs   P: That’s good Theo. And remember that those Authors’ Final Copies rarely have any identifier and often have rubbish metadata.   [60]