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H2O.ai Confidential
MEGAN KURKA
VP Customer Data Science,
H2O.AI
H2O.ai Confidential
Applied Gen AI for the Finance
Vertical
v
H2O.ai Confidential
Ex: Answer an analyst’s
questions based on internal
and external documents.
Virtual Agent
Ex: Write me a report that
summarizes what happened
to these stocks based on
tweets from that day..
Content Generation
Ex: Analyze an earnings call
for sentiment and
defensiveness.
Analyze Content
Ex: Of all the content
available, find which ones are
outliers.
Needle in the haystack.
Trends & Anomalies
Powered by H2O.AI
Applied Gen AI for Finance
v
H2O.ai Confidential
Strategy
Use RAG (Retrieval Augmented Generation) to help answer
questions that are grounded in some private or public
content.
Virtual Agents
Applied Gen AI for Finance

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H2O.ai Confidential
Use Case Why H2O?
Use Machine Learning to
recommend, forecast,
classify, etc.
Virtual Agents with Machine Learning
MACHINE LEARNING
LLMs to Answer Questions on the Model
Which bond had the greatest prediction and why?
The model predicts Bond: XYZ because the following attributes increase the
prediction:
● the maturity date is within 2 years (maturity date of 2025-06-01)
● the sector of the bond is Consumer Healthcare
v
H2O.ai Confidential
Strategy
Use LLMs to create novel content grounded in specific
details via RAG.
Content Generation
Applied Gen AI for Finance
v
H2O.ai Confidential
Strategy
Use LLMs to iteratively analyze the latest data. We can specify the specific
output we want via prompts and create interactive dashboards on top of
the results.
Analyze Content
Applied Gen AI for Finance
v
H2O.ai Confidential
Strategy
Use LLMs to iteratively analyze large amounts of data. Analyze
correlations between LLM output and stock movement.
Trends & Anomalies
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Analyzing Earnings Call
LLM Ratings
Split the transcript by speaker and analyze
the overall sentiment and defensiveness
from 1 to 5.
Detailed View
01
LLM Reasoning
Ask the LLM to explain the reason for its
rating for each speaker.
02
Dashboard
Create an interactive dashboard using
Wave that allows us to see parts of the
conversation that we should review.
03
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Detailed View
v
H2O.ai Confidential
Ask the LLM to
summarize the content of
the call with a focus on
the company’s
expectations.
Summarize Transcript
Based on the summary,
rate the transcript based
on how well they were
able to meet
expectations.
Rate Summary
Ask the LLM for
justification on their
ratings.
LLM Justification
Analyze how these
ratings correlate to the
stock performance.
Correlations
Automatic Process
Analyzing Earnings Calls
v
H2O.ai Confidential
Finding the Best Process
Analyzing Earnings Calls

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Ask the LLM to rate the transcript from
each quarter from 1 to 5.
Trends View
01
LLM Reasoning
Ask the LLM to explain the reason for its
rating for each quarter.
02
Dashboard
Create an interactive dashboard that shows
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Anomalies
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Applied Gen AI for the Finance Vertical

  • 1. H2O.ai Confidential MEGAN KURKA VP Customer Data Science, H2O.AI
  • 2. H2O.ai Confidential Applied Gen AI for the Finance Vertical
  • 3. v H2O.ai Confidential Ex: Answer an analyst’s questions based on internal and external documents. Virtual Agent Ex: Write me a report that summarizes what happened to these stocks based on tweets from that day.. Content Generation Ex: Analyze an earnings call for sentiment and defensiveness. Analyze Content Ex: Of all the content available, find which ones are outliers. Needle in the haystack. Trends & Anomalies Powered by H2O.AI Applied Gen AI for Finance
  • 4. v H2O.ai Confidential Strategy Use RAG (Retrieval Augmented Generation) to help answer questions that are grounded in some private or public content. Virtual Agents Applied Gen AI for Finance
  • 5. H2O.ai Confidential Use Case Why H2O? Use Machine Learning to recommend, forecast, classify, etc. Virtual Agents with Machine Learning MACHINE LEARNING LLMs to Answer Questions on the Model Which bond had the greatest prediction and why? The model predicts Bond: XYZ because the following attributes increase the prediction: ● the maturity date is within 2 years (maturity date of 2025-06-01) ● the sector of the bond is Consumer Healthcare
  • 6. v H2O.ai Confidential Strategy Use LLMs to create novel content grounded in specific details via RAG. Content Generation Applied Gen AI for Finance
  • 7. v H2O.ai Confidential Strategy Use LLMs to iteratively analyze the latest data. We can specify the specific output we want via prompts and create interactive dashboards on top of the results. Analyze Content Applied Gen AI for Finance
  • 8. v H2O.ai Confidential Strategy Use LLMs to iteratively analyze large amounts of data. Analyze correlations between LLM output and stock movement. Trends & Anomalies Applied Gen AI for Finance
  • 9. H2O.ai Confidential Analyzing Earnings Call LLM Ratings Split the transcript by speaker and analyze the overall sentiment and defensiveness from 1 to 5. Detailed View 01 LLM Reasoning Ask the LLM to explain the reason for its rating for each speaker. 02 Dashboard Create an interactive dashboard using Wave that allows us to see parts of the conversation that we should review. 03
  • 11. v H2O.ai Confidential Ask the LLM to summarize the content of the call with a focus on the company’s expectations. Summarize Transcript Based on the summary, rate the transcript based on how well they were able to meet expectations. Rate Summary Ask the LLM for justification on their ratings. LLM Justification Analyze how these ratings correlate to the stock performance. Correlations Automatic Process Analyzing Earnings Calls
  • 12. v H2O.ai Confidential Finding the Best Process Analyzing Earnings Calls
  • 13. H2O.ai Confidential Analyzing Earnings Call LLM Ratings Ask the LLM to rate the transcript from each quarter from 1 to 5. Trends View 01 LLM Reasoning Ask the LLM to explain the reason for its rating for each quarter. 02 Dashboard Create an interactive dashboard that shows us the overall sentiment over time and how it correlates with the stock price. 03