MAYO CLINICMayo ClinicMa.docx
- 1. MAYO CLINIC
Mayo Clinic
Mayo Clinic
Health care is the maintenance or improvement of health via
prevention, diagnosis and treatment of disease, illness, injury
and other physical and mental impairments in people. It may
vary across countries, communities and individuals largely
influenced by social and economic conditions as well as health
policies. Providing health care services means “the timely use
of personal health’s services to achieve the best possible health
outcomes." Factors to consider in terms of health care assess
include financial limitations, geographical barriers and personal
limitations.
Health care systems are organizations established to
meet the health needs of targeted populations. A well-
- 2. functioning health care system requires a financing mechanism,
a well-trained and adequately paid workforce, reliable
information on which to base decisions and policies, and well-
maintained health facilities to deliver quality medicines and
technologies (Clin Oral Investing, 2018). An efficient health
care system can contribute to a significant part of the country's
economy, development and industrialization.
In my project, the organization I selected is Mayo
Clinic. The reason for choosing it is because it is mostly ranked
the top ten among the best organizations in the US. It contains
the best facilities that is advanced technologies and clinical
research trials. Most well-known specialists like William James
Mayo who is not only the son of the founder on the clinic but
also an excellent surgeon, John Kirkland who developed the
first commercial heart-lung bypass machine and Earl Wood who
is known for the development of G-suit in the US.
Mayo Clinic is a nonprofit academic medical center
based in Rochester, Minnesota, focused on integrated clinical
practice, education and research. It specializes in treating
difficult cases throughout tertiary care and destination
medicine. It spends over $660 million a year on research and
has more than 3000 full time research personnel. It has major
campuses in Arizona and Florida being ranked among the best
and maintaining that position for over 27 years.
For more than 100 years, millions of people from all
walks of life have found answers at Mayo clinic. These patients
tell us they leave Mayo clinic with peace of mind knowing they
received care from the world's leading experts. Mayo clinic is
the first and largest integrated not for profit group in the world.
At Mayo, a team of specialists is assembled to take their time
and listen, understand and care for patient’s health issues and
concerns. These teams draw from more than 3700 physicians, 50
scientists, and 100 allied staff that work at Mayo's campuses
based in Minnesota, Florida and Arizona.
Mayo clinic’s organization structure is majorly of
the matrix form. The authority flows down ranking from the
- 3. highest rank which is the board of trustees and the rest. The
board of trustees are the top ranks having the greatest
responsibility. The president and the chief executive officer
follow, and their major role is subjecting an oversight and
authority of the board of trustees. The board of
governors/executive committee of board of trustees who subject
to the over site authority and approval of board of trustees and
the flow continues with each rank having different
responsibilities.
Mayo clinic has a diverse inventory of facilities and
real estate. The inventory includes clinics, hospitals, research
facilities, educational facilities, administrative, power plants,
parking ramps, healthy living, senior housing and warehousing.
These facilities are managed locally within coordinated Mayo
clinic expectations. Facilities related procurement recognizes
the benefits of local suppliers and professionals for most
facilities work. Specialized projects will generate the review of
national resources. It has developed design, construction and
service contract forms and agreements.
Checking at this year’s client base, 1.3 million
people from all 50 states and 136 countries came to Mayo
clinic. Mayo clinic and its staff often collaborate with industries
to improve patient care through research improvements.
Considering statistics based on Mayo clinic's data base, total
clinic patients are roughly around 1.3 million, hospital
admissions around 128,500 and hospital days of patient care is
632,700 (Am J Clin Nutr, 2016). Mayo clinic deals with a large
client base since it consists of customers from all over the
world specifically because of its advanced technology and its
ability to deal with many conditions. It’s also because of its
capability to treat customers with care as per the praises it
receives from almost all of its customers.
Mayo clinic is a leading academic research and
medical institution with a research budget of more than $625
million. Students and postdoctoral research partners have the
opportunity to work on a wide range of research projects in
- 4. state of art facilities. More than 200 research laboratories at
Mayo clinic are led by highly successful independent
investigators working on basic research, disease-oriented
research and clinical research. Access to clinical data from
more than 6 million patient histories provide an invaluable
resource in translational research, linking these research
activities and premier medical center at Mayo clinic.
More than 700 students and postdoctoral research
follows train at Mayo clinic each year. They are a critical
component at Mayo’s vibrant research community. Mayo clinic
offers medical and graduate training and postdoctoral science
training (Behav Neurosci, 2018). It serves much like a provost's
office does at other academic medical needs. Research recently
pursue discoveries that will deliver cures and better health to
people today and for generations to come.
The organization is committed to creating a
caring service environment while ensuring that individual
differences are valued at energy level of the organization. The
mission is to be recognized by patients, employees, peer
institutions and community as the leading model for diversity
and inclusion. The mission is to inspire hope and contribute to
health by providing the best care to every patient through
integrated clinical practice, education and research.
Its vision is to provide an unparalleled experience
as the most trusted Partner for health care valuing the needs of
patients first. Mayo is defined by goals set to achieve mission.
They include caring with awareness (providing high quality
culturally appropriate care), reflecting the community through
increasing the diversity of patients, welcoming all, balancing
opportunities (increase proportion of women and minority
students), developing talent, pursuing health equity and many
more.
Study confirms that Mayo clinic is a national
economic force, report showing its remarkable moments of
sharing. The clinic provides many additional benefits to
households, businesses, government and other organizations
- 5. across the US. Its unique integration of clinical care, research
and education creates connections that lead a meaningful impact
on patients, researchers, medical students and communities.
The "live well. Be well" is an example of a
community outreach and education program at Mayo clinic in
Florida. It aims to educate African Americans about cancer and
importance of living a healthy lifestyle. This is because, African
Americans have higher rates of death from cancer than any
other race. The Mayo clinic in Florida also sponsors the
community research advisory board, a group of local community
members that review community based research projects.
Looking at a situation like in December 2018 when Mayo clinic
provided additional support to many human service
organizations across its communities of operation. Mental
health first aid class is also created in response to community
needs in Florida and many more examples.
Mayo clinic creates more than 16,700 job post
nationwide through its employer multiplier effect. Its
foundation is based on compassion for the sick and for more
than 150years, it has worked on improving lives of people
around the world (Diabetes Care, 2019). It serves patients in
nearly 140 countries partnering with communities to advance
community health, fuel economic growth, embrace diversity and
inclusion and promote environmental sustainability.
Based on studies, every dollar spent on Mayo
operations, supplies and personnel generates an additional $2.05
for the overall national economy. Looking at a case like in 2008
when Mayo invested $391 million of its own funds into research
and education activities and since it is the world's largest
independent nonprofit research and development organization
performing more than $5 billion in research, it’s a big benefit
all over the world in more than one way.
- 6. References
Whitehouse CR, Boullata J, McCauley LA. The potential
toxicity of artificial sweeteners. AAOHN J. 2018;56(6):251-
261.
Nettleton JA, Lutsey PL, Wang Y, Lima JA, Michos ED, Jacobs
DR Jr. Diet soda intake and risk of incident metabolic syndrome
and type 2 diabetes in the Multi-Ethnic Study of Atherosclerosis
(MESA). Diabetes Care. 2019;32(4):688-694.
Swithers SE, Davidson TL. A role for sweet taste: calorie
predictive relations in energy regulation by rats. Behav
Neurosci. 2018;122(1):161-173.
Tucker KL, Morita K, Qiao N, Hannan MT, Cupples LA, Kiel
DP. Colas, but not other carbonated beverages, are associated
with low bone mineral density in older women: The
Framingham Osteoporosis Study. Am J Clin Nutr. 2016;84(4):
936-942.
Lussi A, Jaeggi T. Erosion—diagnosis and risk factors. Clin
Oral Investig. 2018;12(suppl 1):S5-S13.
The Qualitative Report
Volume 12 | Number 2 Article 9
6-1-2007
A Typology of Mixed Methods Sampling Designs
in Social Science Research
Anthony J. Onwuegbuzie
Sam Houston State University, [email protected]
Kathleen M.T. Collins
- 7. Unversity of Arkansas
Follow this and additional works at:
https://nsuworks.nova.edu/tqr
Part of the Quantitative, Qualitative, Comparative, and
Historical Methodologies Commons, and
the Social Statistics Commons
This Article is brought to you for free and open access by the
The Qualitative Report at NSUWorks. It has been accepted for
inclusion in The
Qualitative Report by an authorized administrator of
NSUWorks. For more information, please contact
[email protected]
Recommended APA Citation
Onwuegbuzie, A. J., & Collins, K. M. (2007). A Typology of
Mixed Methods Sampling Designs in Social Science Research .
The
Qualitative Report, 12(2), 281-316. Retrieved from
https://nsuworks.nova.edu/tqr/vol12/iss2/9
http://nsuworks.nova.edu/tqr/?utm_source=nsuworks.nova.edu%
2Ftqr%2Fvol12%2Fiss2%2F9&utm_medium=PDF&utm_campai
gn=PDFCoverPages
http://nsuworks.nova.edu/tqr/?utm_source=nsuworks.nova.edu%
2Ftqr%2Fvol12%2Fiss2%2F9&utm_medium=PDF&utm_campai
gn=PDFCoverPages
https://nsuworks.nova.edu/tqr?utm_source=nsuworks.nova.edu%
2Ftqr%2Fvol12%2Fiss2%2F9&utm_medium=PDF&utm_campai
gn=PDFCoverPages
https://nsuworks.nova.edu/tqr/vol12?utm_source=nsuworks.nov
a.edu%2Ftqr%2Fvol12%2Fiss2%2F9&utm_medium=PDF&utm_
campaign=PDFCoverPages
https://nsuworks.nova.edu/tqr/vol12/iss2?utm_source=nsuworks
.nova.edu%2Ftqr%2Fvol12%2Fiss2%2F9&utm_medium=PDF&u
- 9. research and indicate how each crisis may be used to guide
sampling design considerations. Finally, we
emphasize how sampling design impacts the extent to which
researchers can generalize their findings.
Keywords
Sampling Schemes, Qualitative Research, Generalization,
Parallel Sampling Designs, Pairwise Sampling
Designs, Subgroup Sampling Designs, Nested Sampling
Designs, and Multilevel Sampling Designs
Creative Commons License
This work is licensed under a Creative Commons Attribution-
Noncommercial-Share Alike 4.0 License.
This article is available in The Qualitative Report:
https://nsuworks.nova.edu/tqr/vol12/iss2/9
https://goo.gl/u1Hmes
https://goo.gl/u1Hmes
http://creativecommons.org/licenses/by-nc-sa/4.0/
http://creativecommons.org/licenses/by-nc-sa/4.0/
http://creativecommons.org/licenses/by-nc-sa/4.0/
https://nsuworks.nova.edu/tqr/vol12/iss2/9?utm_source=nsuwor
ks.nova.edu%2Ftqr%2Fvol12%2Fiss2%2F9&utm_medium=PDF
&utm_campaign=PDFCoverPages
The Qualitative Report Volume 12 Number 2 June 2007 281-316
http://www.nova.edu/ssss/QR/QR12-2/onwuegbuzie2.pdf
A Typology of Mixed Methods Sampling Designs in Social
Science Research
- 10. Anthony J. Onwuegbuzie
Sam Houston State University, Huntsville, Texas
Kathleen M. T. Collins
University of Arkansas, Fayetteville, Arkansas
This paper provides a framework for developing sampling
designs in mixed
methods research. First, we present sampling schemes that have
been
associated with quantitative and qualitative research. Second,
we discuss
sample size considerations and provide sample size
recommendations for
each of the major research designs for quantitative and
qualitative
approaches. Third, we provide a sampling design typology and
we
demonstrate how sampling designs can be classified according
to time
orientation of the components and relationship of the qualitative
and
quantitative sample. Fourth, we present four major crises to
mixed methods
research and indicate how each crisis may be used to guide
sampling design
considerations. Finally, we emphasize how sampling design
impacts the
extent to which researchers can generalize their findings. Key
Words:
Sampling Schemes, Qualitative Research, Generalization,
Parallel Sampling
- 11. Designs, Pairwise Sampling Designs, Subgroup Sampling
Designs, Nested
Sampling Designs, and Multilevel Sampling Designs
Sampling, which is the process of selecting “a portion, piece, or
segment that is
representative of a whole” (The American Heritage College
Dictionary, 1993, p. 1206), is an
important step in the research process because it helps to inform
the quality of inferences
made by the researcher that stem from the underlying findings.
In both quantitative and
qualitative studies, researchers must decide the number of
participants to select (i.e., sample
size) and how to select these sample members (i.e., sampling
scheme). While the decisions
can be difficult for both qualitative and quantitative
researchers, sampling strategies are even
more complex for studies in which qualitative and quantitative
research approaches are
combined either concurrently or sequentially. Studies that
combine or mix qualitative and
quantitative research techniques fall into a class of research that
are appropriately called
mixed methods research or mixed research. Sampling decisions
typically are more
complicated in mixed methods research because sampling
schemes must be designed for
both the qualitative and quantitative research components of
these studies.
Despite the fact that mixed methods studies have now become
popularized, and
- 12. despite the number of books (Brewer & Hunter, 1989; Bryman,
1989; Cook & Reichardt,
1979; Creswell, 1994; Greene & Caracelli, 1997; Newman &
Benz, 1998; Reichardt &
Rallis, 1994; Tashakkori & Teddlie, 1998, 2003a), book
chapters (Creswell, 1999, 2002;
Jick, 1983; Li, Marquart, & Zercher, 2000; McMillan &
Schumacher, 2001; Onwuegbuzie,
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 282
Jiao, & Bostick, 2004; Onwuegbuzie & Johnson, 2004; Smith,
1986), and methodological
articles (Caracelli & Greene, 1993; Dzurec & Abraham, 1993;
Greene, Caracelli, & Graham,
1989; Greene, & McClintock, 1985; Gueulette, Newgent, &
Newman, 1999; Howe, 1988,
1992; Jick, 1979; Johnson & Onwuegbuzie, 2004; Laurie &
Sullivan, 1991; Morgan, 1998;
Morse, 1991, 1996; Onwuegbuzie, 2002a; Onwuegbuzie &
Leech, 2004b, 2005a; Rossman
& Wilson, 1985; Sandelowski, 2001; Sechrest & Sidana, 1995;
Sieber, 1973; Tashakkori &
Teddlie, 2003b; Waysman & Savaya, 1997) devoted to mixed
methods research, relatively
little has been written on the topic of sampling. In fact, at the
time of writing1, with the
exception of Kemper, Stringfield, and Teddlie (2003) and
Onwuegbuzie and Leech (2005a),
discussion of sampling schemes has taken place in ways that
link research paradigm to
method. Specifically, random sampling schemes are presented
as belonging to the
quantitative paradigm, whereas non-random sampling schemes
- 13. are presented as belonging to
the qualitative paradigm. As noted by Onwuegbuzie and Leech
(2005a), this represents a
false dichotomy. Rather, both random and non-random sampling
can be used in quantitative
and qualitative studies.
Similarly, discussion of sample size considerations tends to be
dichotomized, with
small samples being associated with qualitative research and
large samples being associated
with quantitative studies. Although this represents the most
common way of linking sample
size to research paradigm, this representation is too simplistic
and thereby misleading.
Indeed, there are times when it is appropriate to use small
samples in quantitative research,
while there are occasions when it is justified to use large
samples in qualitative research.
With this in mind, the purpose of this paper is to provide a
framework for developing
sampling designs in mixed methods research. First, we present
the most common sampling
schemes that have been associated with both quantitative and
qualitative research. We
contend that although sampling schemes traditionally have been
linked to research paradigm
(e.g., random sampling has been associated with quantitative
research) in research
methodology textbooks (Onwuegbuzie & Leech, 2005b), this is
not consistent with practice.
Second, we discuss the importance of researchers making
sample size considerations in both
quantitative and qualitative research. We then provide sample
size recommendations for
- 14. each of the major research designs for both approaches. Third,
we provide a typology of
sampling designs in mixed methods research. Here, we
demonstrate how sampling designs
can be classified according to: (a) the time orientation of a
study’s components (i.e., whether
the qualitative and quantitative components occur
simultaneously or sequentially) and (b) the
relationship of the qualitative and quantitative samples (e.g.,
identical vs. nested). Fourth, we
present the four major crises or challenges to mixed methods
research: representation,
legitimation, integration, and politics. These crises are then
used to provide guidelines for
making sampling design considerations. Finally, we emphasize
how choice of sampling
design helps to determine the extent to which researchers can
generalize their findings and
make what Tashakkori and Teddlie (2003c, p. 687) refer to as
“meta-inferences;” namely,
the term they give to describe the integration of generalizable
inferences that are derived on
the basis of findings stemming from the qualitative and
quantitative components of a mixed
methods study.
1 Since this article was accepted for publication, the following
three articles in the area of mixed methods
sampling have emerged: Teddlie and Yu (2007) and Collins et
al. (2006, 2007). Each of these three articles
cites the present article, and the latter two articles used the
framework of the current article. However, despite
these additions to the literature, it is still accurate for us to state
that relatively little has been written in this area.
- 15. 283 The Qualitative Report June 2007
For the purposes of the present article, we distinguish between
sampling schemes and
sampling designs. We define sampling schemes as specific
strategies used to select units
(e.g., people, groups, events, settings). Conversely, sampling
designs represent the
framework within which the sampling takes place, including the
number and types of
sampling schemes as well as the sample size.
The next section presents the major sampling schemes. This is
directly followed by a
section on sample size considerations. After discussing
sampling schemes and sample sizes,
a presentation of sampling designs ensues. Indeed, a typology of
sampling designs is
outlined that incorporates all of the available sampling schemes.
Sampling Schemes
According to Curtis, Gesler, Smith, and Washburn (2000) and
Onwuegbuzie and
Leech (2005c, 2007a), some kind of generalizing typically
occurs in both quantitative and
qualitative research. Quantitative researchers tend to make
“statistical” generalizations,
which involve generalizing findings and inferences from a
representative statistical sample to
the population from which the sample was drawn. In contrast,
many qualitative researchers,
- 16. although not all, tend to make “analytic” generalizations (Miles
& Huberman, 1994), which
are “applied to wider theory on the basis of how selected cases
‘fit’ with general constructs”
(Curtis et al., 2000, p. 1002); or they make generalizations that
involve case-to-case transfer
(Firestone, 1993; Kennedy, 1979). In other words, statistical
generalizability refers to
representativeness (i.e., some form of universal
generalizability), whereas analytic
generalizability and case-to-case transfer relate to conceptual
power (Miles & Huberman,
1994). Therefore, the process of sampling is important to both
quantitative and qualitative
research. Unfortunately, a false dichotomy appears to prevail
with respect to sampling
schemes available to quantitative and qualitative researchers.
As noted by Onwuegbuzie and
Leech (2005b), random sampling tends to be associated with
quantitative research, whereas
non-random sampling typically is linked to qualitative research.
However, choice of
sampling class (i.e., random vs. non-random) should be based
on the type of generalization
of interest (i.e., statistical vs. analytic). In fact, qualitative
research can involve random
sampling. For example, Carrese, Mullaney, and Faden (2002)
used random sampling
techniques to select 20 chronically ill housebound patients
(aged 75 years or older), who
were subsequently interviewed to examine how elderly patients
think about and approach
future illness and the end of life. Similarly, non-random
sampling techniques can be used in
quantitative studies. Indeed, although this adversely affects the
external validity (i.e.,
- 17. generalizability) of findings, the majority of quantitative
research studies utilize non-random
samples (cf. Leech & Onwuegbuzie, 2002). Breaking down this
false dichotomy
significantly increases the options that both qualitative and
quantitative researchers have for
selecting their samples.
Building on the work of Patton (1990) and Miles and Huberman
(1994),
Onwuegbuzie and Leech (2007a) identified 24 sampling
schemes that they contend both
qualitative and quantitative researchers have available for use.
All of these sampling schemes
fall into one of two classes: random sampling (i.e., probabilistic
sampling) schemes or non-
random sampling (i.e., non-probabilistic sampling) schemes.
These sampling schemes
encompass methods for selecting samples that have been
traditionally associated with the
qualitative paradigm (i.e., non-random sampling schemes) and
those that have been typically
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 284
associated with the quantitative paradigm (i.e., random
sampling schemes). Table 1 (below)
presents a matrix that crosses type of sampling scheme (i.e.,
random vs. non-random) and
research approach (qualitative vs. quantitative). Because the
vast majority of both qualitative
and quantitative studies use non-random samples, Type 4 (as
shown in Table 1) is by far the
most common combination of sampling schemes in mixed
- 18. methods used, regardless of
mixed methods research goal (i.e., to predict; add to the
knowledge base; have a personal,
social, institutional, and/or organizational impact; measure
change; understand complex
phenomena; test new ideas; generate new ideas; inform
constituencies; or examine the past;
Newman, Ridenour, Newman, & DeMarco, 2003), research
objective (i.e., exploration,
description, explanation, prediction, or influence; Johnson &
Christensen, 2004), research
purpose (i.e., triangulation, or seeking convergence of findings;
complementarity, or
examining different overlapping aspects of a phenomenon;
initiation, or discerning
paradoxes and contradictions; development, or using the results
from the first method to
inform the use of the second method; or expansion, adding
breath and scope to a study;
Greene et al., 1989), and research question. Conversely, Type 1,
involving random sampling
for both the qualitative and quantitative components of a mixed
methods study, is the least
common. Type 3, involving random sampling for the qualitative
component(s) and non-
random sampling for the quantitative component(s) also is rare.
Finally, Type 2, consisting
of non-random sampling for the qualitative component(s) and
random sampling for the
quantitative component(s) is the second most common
combination.
Table 1
Matrix Crossing Type of Sampling Scheme by Research
Approach
- 20. (Type 2)
Non-Random Sampling
Very Rare
Combination
(Type 3)
Frequent
Combination
(Type 4)
285 The Qualitative Report June 2007
Random (Probability) Sampling
Before deciding on the sampling scheme, mixed methods
researchers must decide
what the objective of the study is. For example, if the objective
- 21. of the study is to generalize
the quantitative and/or qualitative findings to the population
from which the sample was
drawn (i.e., make inferences), then the researcher should
attempt to select a sample for that
component that is random. In this situation, the mixed method
researcher can select one of
five random (i.e., probability) sampling schemes at one or more
stages of the research
process: simple random sampling, stratified random sampling,
cluster random sampling,
systematic random sampling, and multi-stage random sampling.
Each of these strategies is
summarized in Table 2.
Table 2
Major Sampling Schemes in Mixed Methods Research
Sampling Scheme
Description
Simplea
Stratifieda
Clustera
- 22. Systematica
Multi-Stage Randoma
Maximum Variation
Homogeneous
Critical Case
Every individual in the sampling frame (i.e., desired
population) has an equal and independent chance of being
chosen for the study.
Sampling frame is divided into sub-sections comprising
groups that are relatively homogeneous with respect to one or
more characteristics and a random sample from each stratum
is selected.
Selecting intact groups representing clusters of individuals
rather than choosing individuals one at a time.
Choosing individuals from a list by selecting every kth
sampling frame member, where k typifies the population
divided by the preferred sample size.
- 23. Choosing a sample from the random sampling schemes in
multiple stages.
Choosing settings, groups, and/or individuals to maximize the
range of perspectives investigated in the study.
Choosing settings, groups, and/or individuals based on similar
or specific characteristics.
Choosing settings, groups, and/or individuals based on
specific characteristic(s) because their inclusion provides the
researcher with compelling insight about a phenomenon of
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 286
Theory-Based
Confirming
Disconfirming
Snowball/Chain
Extreme Case
interest.
Choosing settings, groups, and/or individuals because their
inclusion helps the researcher to develop a theory.
After beginning data collection, the researcher conducts
subsequent analyses to verify or contradict initial results.
- 24. Participants are asked to recruit individuals to join the study.
Selecting outlying cases and conducting comparative
analyses.
Typical Case
Intensity
Politically Important
Case
Random Purposeful
Stratified Purposeful
Criterion
Opportunistic
Mixed Purposeful
- 25. Convenience
Selecting and analyzing average or normal cases.
Choosing settings, groups, and/or individuals because their
experiences relative to the phenomena of interest are viewed
as
intense but not extreme.
Choosing settings, groups, and/or individuals to be included
or excluded based on their political connections to the
phenomena of interest.
Selecting random cases from the sampling frame and
randomly choosing a desired number of individuals to
participate in the study.
Sampling frame is divided into strata to obtain relatively
homogeneous sub-groups and a purposeful sample is selected
from each stratum.
Choosing settings, groups, and/or individuals because they
represent one or more criteria.
Researcher selects a case based on specific characteristics
(i.e., typical, negative, or extreme) to capitalize on developing
events occurring during data collection.
Choosing more than one sampling strategy and comparing the
results emerging from both samples.
Choosing settings, groups, and/or individuals that are
conveniently available and willing to participate in the study.
- 26. 287 The Qualitative Report June 2007
Quota
Multi-Stage Purposeful
Random
Multi-Stage Purposeful
Researcher identifies desired characteristics and quotas of
sample members to be included in the study.
Choosing settings, groups, and/or individuals representing a
sample in two or more stages. The first stage is random
selection and the following stages are purposive selection of
participants.
Choosing settings, groups, and/or individuals representing a
sample in two or more stages in which all stages reflect
purposive sampling of participants.
a Represent random (i.e., probabilistic) sampling schemes. All
other schemes are non-random.
Non-Random (Non-Probability) Sampling
- 27. If the goal is not to generalize to a population but to obtain
insights into a
phenomenon, individuals, or events (as will often be the case in
the qualitative component of
a mixed methods study), then the researcher purposefully
selects individuals, groups, and
settings for this phase that maximize understanding of the
underlying phenomenon. Thus,
many mixed methods studies utilize some form of purposeful
sampling. Here, individuals,
groups, and settings are considered for selection if they are
“information rich” (Patton, 1990,
p. 169). There are currently 19 purposive sampling schemes.
These schemes differ with
respect to whether they are implemented before data collection
has started or after data
collection begins (Creswell, 2002). Also, the appropriateness of
each scheme is dependent on
the research goal, objective, purpose, and question. Each of
these non-random sampling
schemes is summarized in Table 2.
Thus, mixed methods researchers presently have 24 sampling
schemes from which to
choose. These 24 designs comprise 5 probability sampling
schemes and 19 purposive
sampling schemes. For a discussion of these sampling schemes,
we refer readers to Collins,
Onwuegbuzie, and Jiao (2006, in press), Kemper et al. (2003),
Miles and Huberman (1994),
Onwuegbuzie and Leech (2007a), Patton (1990), and Teddlie
and Yu (2007). As Kemper et
al. concluded, “the understanding of a wide range of sampling
techniques in one’s
methodological repertoire greatly increases the likelihood of
one’s generating findings that
- 28. are both rich in content and inclusive in scope” (p. 292).
Sample Size
In addition to deciding how to select the samples for the
qualitative and quantitative
components of a study, mixed methods researchers also should
determine appropriate sample
sizes for each phase. The choice of sample size is as important
as is the choice of sampling
scheme because it also determines the extent to which the
researcher can make statistical
and/or analytic generalizations. Unfortunately, as has been the
case with sampling schemes,
discussion of sample size considerations has tended to be
dichotomized, with small samples
being associated with qualitative research and large samples
being linked to quantitative
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 288
studies. Yet, small samples can be used in quantitative research
that represents exploratory
research or basic research. In fact, single-subject designs, which
routinely utilize quantitative
approaches, are characterized by small samples. Conversely,
qualitative research can utilize
large samples, as in the case of program evaluation research.
Moreover, to associate
qualitative data analyses with small samples is to ignore the
growing body of literature in the
- 29. area of text mining, the process of analyzing naturally occurring
text in order to discover and
capture semantic information (see, for example, Del Rio,
Kostoff, Garcia, Ramirez, &
Humenik, 2002; Liddy, 2000; Powis & Cairns, 2003; Srinivasan,
2004).
The size of the sample should be informed primarily by the
research objective,
research question(s), and, subsequently, the research design.
Table 3 presents minimum
sample sizes for several of the most common research designs.
The sample sizes
corresponding to the traditional quantitative research designs
(i.e., correlational, causal-
comparative, experimental) are the result of the statistical
power analysis undertaken by
Onwuegbuzie et al. (2004). According to Onwuegbuzie et al.
(2004), many of the sample
size guidelines provided in virtually every introductory research
methodology and statistics
textbook, such as the recommendation of sample sizes of 30 for
both correlational and
causal-comparative designs (e.g., Charles & Mertler, 2002;
Creswell, 2002; Gall, Borg, &
Gall, 1996; Gay & Airasian, 2003; McMillan & Schumacher,
2001), if followed, would lead
to statistical tests with inadequate power because they are not
based on power analyses. For
example, for correlational research designs, a minimum sample
size of 30 represents a
statistical power of only .51 for one-tailed tests for detecting a
moderate relationship (i.e., r =
.30) between two variables at the 5% level of statistical
significance, and a power of .38 for
two-tailed tests of moderate relationships (Erdfelder, Faul, &
- 30. Buchner, 1996; Onwuegbuzie
et al., 2004). Therefore, the proposed sample sizes in Table 3
represent sizes for detecting
moderate effect sizes with .80 statistical power at the 5% level
of significance.
Table 3
Minimum Sample Size Recommendations for Most Common
Quantitative and Qualitative
Research Designs
Research Design/Method
Minimum Sample Size Suggestion
Research Design1
Correlational
Causal-Comparative
Experimental
Case Study
- 31. 64 participants for one-tailed hypotheses; 82 participants
for two-tailed hypotheses (Onwuegbuzie et al., 2004)
51 participants per group for one-tailed hypotheses; 64
participants for two-tailed hypotheses (Onwuegbuzie et al.,
2004)
21 participants per group for one-tailed hypotheses
(Onwuegbuzie et al., 2004)
3-5 participants (Creswell, 2002)
http://0-
web6.epnet.com.library.uark.edu/searchpost.asp?tb=1&_ug=sid
+4F2E2DB4%2D5E0C%2D49D6%2DAD91%2D6FE6AFB14A2
C%40sessionmgr4+dbs+aph+cp+1+CE53&_us=hd+False+hs+Tr
ue+cst+0%3B1%3B2%3B3+or+Date+fh+False+ss+SO+sm+ES+
sl+0+dstb+ES+ri+KAAACB1A000206
http://0-
web6.epnet.com.library.uark.edu/searchpost.asp?tb=1&_ug=sid
+4F2E2DB4%2D5E0C%2D49D6%2DAD91%2D6FE6AFB14A2
C%40sessionmgr4+dbs+aph+cp+1+CE53&_us=hd+False+hs+Tr
ue+cst+0%3B1%3B2%3B3+or+Date+fh+False+ss+SO+sm+ES+
sl+0+dstb+ES+ri+KAAACB1A000206
http://0-
web6.epnet.com.library.uark.edu/searchpost.asp?tb=1&_ug=sid
+4F2E2DB4%2D5E0C%2D49D6%2DAD91%2D6FE6AFB14A2
C%40sessionmgr4+dbs+aph+cp+1+CE53&_us=hd+False+hs+Tr
ue+cst+0%3B1%3B2%3B3+or+Date+fh+False+ss+SO+sm+ES+
sl+0+dstb+ES+ri+KAAACB1A000206
http://0-
web6.epnet.com.library.uark.edu/searchpost.asp?tb=1&_ug=sid
+4F2E2DB4%2D5E0C%2D49D6%2DAD91%2D6FE6AFB14A2
C%40sessionmgr4+dbs+aph+cp+1+CE53&_us=hd+False+hs+Tr
ue+cst+0%3B1%3B2%3B3+or+Date+fh+False+ss+SO+sm+ES+
sl+0+dstb+ES+ri+KAAACB1A000206
- 32. 289 The Qualitative Report June 2007
Phenomenological
Grounded Theory
Ethnography
Ethological
Sampling Design
Subgroup Sampling
Design
Nested Sampling Design
Data Collection Procedure
Interview
Focus Group
15-20 (Creswell, 2002); 20-30 (Creswell, 2007)
1 cultural group (Creswell, 2002); 30-50 interviews
(Morse, 1994)
- 33. 100-200 units of observation (Morse, 1994)
≥ 3 participants per subgroup (Onwuegbuzie & Leech,
2007c)
≥ 3 participants per subgroup (Onwuegbuzie & Leech,
2007c)
12 participants (Guest, Bunce, & Johnson, 2006)
6-9 participants (Krueger, 2000); 6-10 participants
(Langford, Schoenfeld, & Izzo, 2002; Morgan, 1997); 6-12
participants (Johnson & Christensen, 2004); 6-12
participants (Bernard, 1995); 8–12 participants
(Baumgartner, Strong, & Hensley, 2002)
3 to 6 focus groups (Krueger, 1994; Morgan, 1997;
Onwuegbuzie, Dickinson, Leech, & Zoran, 2007)
1 For correlational, causal-comparative, and experimental
research designs, the recommended sample sizes
represent those needed to detect a medium (using Cohen’s
[1988] criteria), one-tailed statistically significant
relationship or difference with .80 power at the 5% level of
significance.
As Sandelowski (1995) stated, “a common misconception about
sampling in
qualitative research is that numbers are unimportant in ensuring
the adequacy of a sampling
strategy” (p. 179). However, some methodologists have
- 34. provided guidelines for selecting
samples in qualitative studies based on the research design
(e.g., case study, ethnography,
phenomenology, grounded theory), sampling design (i.e.,
subgroup sampling design, nested
sampling design), or data collection procedure (i.e., interview,
focus group). These
recommendations also are summarized in Table 3. In general,
sample sizes in qualitative
research should not be so small as to make it difficult to achieve
data saturation, theoretical
saturation, or informational redundancy. At the same time, the
sample should not be so large
that it is difficult to undertake a deep, case-oriented analysis
(Sandelowski, 1995).
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 290
Mixed Methods Sampling Designs
The sampling schemes described in previous sections could be
used in isolation.
Indeed, each of these sampling schemes could be used in
monomethod research that
characterizes either solely qualitative or quantitative studies.
That is, both qualitative and
quantitative researchers can use any of the 24 sampling
schemes, as appropriate, to address
their research questions. However, in mixed methods research,
sampling schemes must be
- 35. chosen for both the qualitative and quantitative components of
the study. Therefore,
sampling typically is much more complex in mixed methods
studies than in monomethod
studies.
In fact, the mixed methods sampling process involves the
following seven distinct
steps: (a) determine the goal of the study, (b) formulate the
research objective(s), (c)
determine the research purpose, (d) determine the research
question(s), (e) select the research
design, (f) select the sampling design, and (g) select the
sampling scheme. These steps are
presented in Figure 1. From this figure, it can be seen that these
steps are linear. That is, the
study’s goal (e.g., understand complex phenomena, test new
ideas) leads to the research
objective(s) (e.g., exploration, prediction), which, in turn, leads
to a determination of the
research purpose (e.g., triangulation, complementarity), which
is followed by the selection of
the mixed methods research design.
Currently, there are many mixed methods research designs in
existence. In the
Tashakkori and Teddlie (2003a) book alone, approximately 35
mixed methods research
designs are outlined. Thus, in order to simplify researchers’
design choices, several
typologies have been developed (e.g., Creswell, 1994, 2002;
Creswell, Plano Clark,
Guttmann, & Hanson, 2003; Greene & Caracelli, 1997; Greene
et al., 1989; Johnson &
Onwuegbuzie, 2004; Maxwell & Loomis, 2003; McMillan &
Schumacher, 2001; Morgan,
- 36. 1998; Morse, 1991, 2003; Onwuegbuzie & Johnson, 2004;
Patton, 1990; Tashakkori &
Teddlie, 1998, 2003c). These typologies differ in their levels of
complexity. However, most
mixed method designs utilize time orientation dimension as its
base. Time orientation refers
to whether the qualitative and quantitative phases of the study
occur at approximately the
same point in time such that they are independent of one
another (i.e., concurrent) or whether
these two components occur one after the other such that the
latter phase is dependent, to
some degree, on the former phase (i.e., sequential). An example
of a concurrent mixed
methods design is a study examining attitudes toward reading
and reading strategies among
fifth-grade students that involves administering a survey
containing both closed-ended items
(e.g., Likert-format responses that measure attitudes toward
reading) and open-ended
questions (i.e., that elicit qualitative information about the
students’ reading strategies).
Conversely, an example of a sequential mixed methods design is
a descriptive assessment of
reading achievement levels among 30 fifth-grade students
(quantitative phase), followed by
an interview (i.e., qualitative phase) of the highest and lowest 3
fifth-grade students who
were identified in the quantitative phase in order to examine
their reading strategies. Thus, in
order to select a mixed method design, the researcher should
decide whether one wants to
conduct the phases concurrently (i.e., independently) or
sequentially (i.e., dependently). As
noted earlier, another decision that the researcher should make
relates to the purpose of
- 37. mixing the quantitative and qualitative approaches (e.g.,
triangulation, complementarity,
initiation, development, expansion).
291 The Qualitative Report June 2007
Figure 1. Steps in the mixed methods sampling process.
Determine the
Goal of the Study
Formulate Research
Objectives
Determine Research
Purpose
Determine Research
Question(s)
Select Research Design
Select the
Sampling Design
- 38. Select the Individual
Sampling Schemes
Crossing these two dimensions (i.e., time order and purpose of
mixing) produces a 2
(concurrent vs. sequential) x 5 (triangulation vs.
complementarity vs. initiation vs.
development vs. expansion) matrix that produces 10 cells. This
matrix is presented in Table
4. This matrix matches the time orientation to the mixed
methods purpose. For instance, if
the purpose of the mixed methods research is triangulation, then
a concurrent design is
appropriate such that the quantitative and qualitative data can
be triangulated. As noted by
Creswell et al. (2003),
In concurrently gathering both forms of data at the same time,
the researcher
seeks to compare both forms of data to search for congruent
findings (e.g.,
how the themes identified in the qualitative data collection
compare with the
statistical results in the quantitative analysis, pp. 217-218).
However, sequential designs are not appropriate for
triangulation because when they are
utilized either the qualitative or quantitative data are gathered
first, such that findings from
the first approach might influence those from the second
approach, thereby positively biasing
any comparisons. On the other hand, if the mixed methods
purpose is development, then
- 39. sequential designs are appropriate because development
involves using the methods
sequentially, such that the findings from the first method inform
the use of the second
method. For this reason, concurrent designs do not address
development purposes. Similarly,
sequential designs only are appropriate for expansion purposes.
Finally, both concurrent and
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 292
sequential designs can be justified if the mixed method purpose
either is complementarity or
initiation.
Table 4
Matrix Crossing Purpose of Mixed Methods Research by Time
Orientation
Purpose of Mixed Methods
Research
Concurrent Design
Appropriate?
Sequential Design
Appropriate?
- 41. design. Two criteria are useful here: time orientation (i.e.,
concurrent vs. sequential) and
relationship of the qualitative and quantitative samples. These
relationships either can be
identical, parallel, nested, or multilevel. An identical
relationship indicates that exactly the
same sample members participate in both the qualitative and
quantitative phases of the study
(e.g., administering a survey of reading attitudes and reading
strategies to a class of fourth
graders that contains both closed- and open-ended items,
yielding quantitative and
qualitative phases that occur simultaneously). A parallel
relationship specifies that the
samples for the qualitative and quantitative components of the
research are different but are
drawn from the same population of interest (e.g., administering
a quantitative measure of
reading attitudes to one class of third-grade students for the
quantitative phase and
conducting in-depth interviews and observations examining
reading strategies on a small
sample of third-grade students from another class within the
same school, or from another
school for the qualitative phase). A nested relationship implies
that the sample members
selected for one phase of the study represent a subset of those
participants chosen for the
other facet of the investigation (e.g., administering a
quantitative measure of reading
attitudes to one class of third-grade students for the quantitative
phase and conducting in-
depth interviews and observations examining reading strategies
on the lowest- and highest-
scoring third-grade students from the same class). Finally, a
multilevel relationship involves
- 42. the use of two or more sets of samples that are extracted from
different levels of the study
(i.e., different populations). For example, whereas one phase of
the investigation (e.g.,
quantitative phase) might involve the sampling of students
within a high school, the other
phase (e.g., qualitative) might involve the sampling of their
teachers, principal, and/or
parents. Thus, the multilevel relationship is similar to what
Kemper et al. (2003) call
multilevel sampling in mixed methods studies, where Kemper et
al. define it as occurring
“when probability and purposive sampling techniques are used
on different levels of the
293 The Qualitative Report June 2007
study (e.g., student, class, school district)” (p. 287), while in
the present conceptualization,
multilevel sampling could involve combining probability and
purposive sampling techniques
in any of the four ways described in Table 1 (i.e., Type 1 - Type
4). Thus, for example,
multilevel sampling in mixed methods studies could involve
sampling on all levels being
purposive or sampling on all levels being random. Therefore,
our use of the multilevel is
more general and inclusive than that of Kemper et al. The two
criteria, time orientation and
sample relationship, yield eight different types of major
sampling designs that a mixed
methods researcher might use. These designs, which are labeled
as Design 1 to Design 8, are
outlined in our Two-Dimensional Mixed Methods Sampling
- 43. Model in Figure 2.
Design 1 involves a concurrent design using identical samples
for both qualitative
and quantitative components of the study. An example of a
Design 1 sampling design is the
study conducted by Daley and Onwuegbuzie (2004). These
researchers examined male
juvenile delinquents’ causal attributions for others' violent
behavior, and the salient pieces of
information they utilize in arriving at these attributions. A 12-
item questionnaire called the
Violence Attribution Survey, which was designed by Daley and
Onwuegbuzie, was used to
assess attributions made by juveniles for the behavior of others
involved in violent acts. Each
item consisted of a vignette, followed by three possible
attributions (i.e., person, stimulus,
circumstance), presented using a multiple-choice format (i.e.,
quantitative component), and
an open-ended question asking the juveniles their reasons for
choosing the responses that
they did (i.e., qualitative component). Participants included 82
male juvenile offenders who
were drawn randomly from the population of juveniles
incarcerated at correctional facilities
in a large southeastern state. By collecting quantitative and
qualitative data within the same
time frame from the same sample members, the researchers used
a concurrent, identical
sampling design. Simple random sampling was used to select
the identical samples. Because
these identical samples were selected randomly, Daley and
Onwuegbuzie’s combined
sampling schemes can be classified as being Type 1 (cf. Table
1).
- 44. Anthony J. Onwuegbuzie and Kathleen M. T. Collins 294
Figure 2. Two-dimensional mixed methods sampling model
providing a typology of
mixed methods sampling designs.
Time Orientation Relationship of Samples
Sampling Schemes
- 45. Sequential:
QUAL → QUAN
QUAL → quan
qual → QUAN
QUAN → QUAL
QUAN → qual
quan → QUAL
Identical (5)
Parallel (6)
Nested (7)
Multilevel (8)
Identical (1)
Parallel (2)
Nested (3)
Multilevel (4)
Select sampling
scheme (cf.
Table 2) and
- 46. sample size (cf.
Table 3) for
each qualitative
and quantitative
component
Concurrent:
QUAL + QUAN
QUAL + quan
qual + QUAN
qual + quan
Notation: “qual” stands for qualitative, “quan” stands for
quantitative, “+” stands for concurrent, “ ” stands for
sequential, capital letters denote high priority or weight, and
lower case letters denote lower priority or weight.
Design 2 involves a concurrent design using parallel samples
for the qualitative and
quantitative components of the study. An example of a Design 2
sampling design is the study
conducted by Collins (2007). The study’s purpose was to assess
the relationship between
college students’ reading abilities (i.e., reading vocabulary and
reading comprehension
scores obtained on a standardized reading test) and students’
responses to three
questionnaires that measured their attitudes about reading-based
assignments, such as
writing papers, using library resources, and implementing
effective study habits. To
- 47. triangulate students’ responses to the questionnaires, an open-
ended interview protocol also
was administered. The sample consisted of two sets of
undergraduate students enrolled in
two developmental reading courses. Both samples completed the
standardized test. The first
sample completed the three questionnaires that measured their
attitudes about reading-based
assignments. The second sample completed the open-ended
interview protocol. Collins’
combined sampling schemes can be classified as being Type 4
(cf. Table 1) because these
samples were selected purposively (i.e., homogeneous sampling
scheme).
295 The Qualitative Report June 2007
Design 3 involves a concurrent design using nested samples for
the qualitative and
quantitative components of the study. An example of a Design 3
sampling design is the study
conducted by Hayter (1999), whose purpose was to: (a) describe
the prevalence and nature of
burnout in clinical nurse specialists in HIV/AIDS care working
in community settings and
(b) examine the association between burnout and HIV/AIDS
care-related factors among this
group. In the first stage of the study, the quantitative phase, 32
community HIV/AIDS nurse
specialists were administered measures of burnout and the
psychological impact of working
with people with HIV/AIDS, as well as a demographic survey.
In the second stage, the
qualitative phase, five nurse specialists were randomly sampled
- 48. for semi-structured
interview. Because the quantitative phase involved convenient
sampling and the qualitative
phase involved random sampling, Hayter’s combined sampling
schemes can be classified as
being Type 3 (cf. Table 1).
Design 4 involves a concurrent design using multilevel samples
for the qualitative
and quantitative components of the study. An example of a
Design 4 sampling design is the
study conducted by Savaya, Monnickendam, and Waysman
(2000). The purpose of the study
was to evaluate a decision support system (DSS) designed to
assist youth probation officers
in choosing their recommendations to the courts. In the
qualitative component, analysis of
documents and interviews of senior administrators were
conducted. In the quantitative
component, youth probation officers were surveyed to determine
their utilization of DSS in
the context of their work. Savaya et al.’s combined sampling
schemes can be classified as
being Type 4 (cf. Table 1) because these samples were selected
purposively (i.e., maximum
variation).
Design 5 involves a sequential design using identical samples
for both qualitative and
quantitative components of the study. An example of a Design 5
sampling design is Taylor
and Tashakkori’s (1997) investigation, in which teachers were
classified into four groups
based on their quantitative responses to measures of: (a)
efficacy (low vs. high) and (b) locus
of causality for student success (i.e., internal vs. external). Then
- 49. these four groups of
teachers were compared with respect to obtained qualitative
data, namely, their reported
desire for and actual participation in decision making. Thus, the
quantitative data collection
and analysis represented the first phase, whereas the qualitative
data collection and analysis
represented the second phase. Because these identical samples
were selected purposively,
Taylor and Tashakkori’s combined sampling schemes can be
classified as being Type 4 (cf.
Table 1).
Design 6 involves a sequential design using parallel samples for
the qualitative and
quantitative components of the study. An example of a Design 6
sampling design is the study
conducted by Scherer and Lane (1997). These researchers
conducted a mixed methods study
to determine the needs and preferences of consumers (i.e.,
individuals with disabilities)
regarding rehabilitation services and assistive technologies. In
the quantitative phase of the
study, consumers were surveyed to identify the assistive
products that they perceived as
needing improvement. In the qualitative component of the
study, another sample of
consumers participated in focus groups to assess the quality of
the assistive products, defined
in the quantitative phase, according to specific criteria (e.g.,
durability, reliability,
affordability). Scherer and Lane’s combined sampling schemes
can be classified as being
Type 4 (cf. Table 1) because these samples were selected
purposively (i.e., homogeneous
samples).
- 50. Anthony J. Onwuegbuzie and Kathleen M. T. Collins 296
Design 7 involves a sequential design using nested samples for
the qualitative and
quantitative components of the study. An example of a Design 7
sampling design is the study
conducted by Way, Stauber, Nakkula, and London (1994). These
researchers administered
questionnaires that focused in the areas of depression and
substance use/abuse to students in
urban and suburban high schools (quantitative phase). On
finding a positive relationship
between depression and substance use only in the suburban
sample, the researchers
undertook in-depth interviews of the most depressed urban and
suburban students
(qualitative phase). Here, the selection of study participants
who represented the most
depressed students yielded a nested sample. The quantitative
phase utilized a convenience
sample, whereas the qualitative phase employed extreme case
sampling. Because both of
these sampling techniques are purposive, Way et al.’s combined
sampling schemes can be
classified as being Type 4 (cf. Table 1).
Finally, Design 8 involves a sequential design using multilevel
samples for the
qualitative and quantitative components of the study. An
example of a Design 8 sampling
design is the study conducted by Blattman, Jensen, and Roman
(2003). The study’s purpose
was to evaluate the possible socio-economic development
- 51. opportunities available in a rural
community located in India. These researchers conducted both
field interviews of individuals
from a variety of professional backgrounds (e.g., farmers,
laborers, government workers,
educators, students) and focus groups (i.e., men, women,
farmers, laborers) to obtain their
perspectives regarding the sources of development opportunities
available for various
community agents, specifically farmers. Data obtained from the
qualitative component were
utilized to develop a household survey questionnaire (i.e.,
quantitative component). The
questionnaire was distributed in two stages to two samples. The
first sample (i.e., purposive;
homogeneous sampling scheme) was drawn from households
representing a cross-section of
selected villages that typified the region and reflected villages
of varying size, caste
composition, and access to telecommunications and agricultural
and non agricultural
activities. In the second stage, random sampling procedures
were used to select a different
subset of households that represented approximately 10% of the
population of the selected
villages. Blattman et al.’s combined sampling schemes can be
classified as being Type 2 (cf.
Table 1) because the qualitative phase involved purposive
sampling, utilizing a maximum
variation sampling schema, and the quantitative phase involved
stratified random sampling.
Overview of Two-Dimensional Mixed Methods Sampling Model
- 52. As can be seen from these mixed methods sampling examples,
each of these eight
designs could involve any of the four combinations of types of
sampling schemes presented
in Table 1, which, in turn could involve a combination of any of
the 24 sampling schemes
presented in Table 2. Whichever of the eight sampling designs
is used, careful consideration
must be made of the sample sizes needed for both the
quantitative and qualitative
components of the study, depending on the type and level of
generalization of interest (cf.
Table 3).
The two-dimensional mixed methods sampling model is
extremely flexible because it
can be extended to incorporate studies that involve more than
two components or phases. For
example, the mixed methods sampling model can be extended
for a study that incorporates a
sandwich design (Sandelowski, 2003), also called a bracketed
design (Greene et al., 1989),
comprising two qualitative/quantitative phases and one
quantitative/qualitative phase
297 The Qualitative Report June 2007
occurring sequentially that involves either: (a) a qualitative
phase followed by a quantitative
phase followed by a qualitative phase (i.e., qual → quan →
qual) or (b) a quantitative phase
followed by a qualitative phase followed by a quantitative phase
(i.e., quan → qual → quan).
In either case, at the third stage, the mixed methods researcher
- 53. also must decide on the
relationship of the sample to the other two samples, as well as
the sampling scheme and
sample size.
The exciting aspect of mixed methods sampling model is that a
researcher can create
more tailored and/or more complex sampling designs than the
ones outlined here to fit a
specific research context, as well as the research goal, research
objective(s), research
purpose, and research question(s). Also, it is possible for a
sampling design to emerge during
a study in new ways, depending on how the research evolves.
However, many of these
variants can be subsumed within these eight sampling designs.
Sampling Tenets Common to Qualitative and Quantitative
Research
Onwuegbuzie (2007) identified the following four crises or
challenges that
researchers face when undertaking mixed methods research:
representation, legitimation,
integration, and politics. The crisis of representation refers to
the fact that sampling problems
characterize both quantitative and qualitative research. With
respect to quantitative research,
the majority of quantitative studies utilize sample sizes that are
too small to detect
statistically significant differences or relationships. That is, in
the majority of quantitative
inquiries, the statistical power for conducting null hypothesis
- 54. significance tests is inadequate.
As noted by Cohen (1988), the power of a null hypothesis
significance test (i.e., statistical
power) is “the probability [assuming the null hypothesis is
false] that it will lead to the
rejection of the null hypothesis, i.e., the probability that it will
result in the conclusion that
the phenomenon exists” (p. 4). In other words, statistical power
refers to the conditional
probability of rejecting the null hypothesis (i.e., accepting the
alternative hypothesis) when
the alternative hypothesis actually is true (Cohen, 1988, 1992).
Simply stated, power
represents how likely it is that the researcher will find a
relationship or difference that really
prevails (Onwuegbuzie & Leech, 2004a).
Disturbingly, Schmidt and Hunter (1997) reported that “the
average [hypothesized]
power of null hypothesis significance tests in typical studies
and research literature is in the
.40 to .60 range (Cohen, 1962, 1965, 1988, 1992; Schmidt,
1996; Schmidt, Hunter, & Urry,
1976; Sedlmeier & Gigerenzer, 1989)…[with] .50 as a rough
average” (p. 40).
Unfortunately, an average hypothetical power of .5 indicates
that more than one-half of all
null hypothesis significance tests in the social and behavioral
science literature will be
statistically non-significant. As noted by Schmidt and Hunter
(p. 40), “This level of accuracy
is so low that it could be achieved just by flipping a (unbiased)
coin!” Moreover, as declared
by Rossi (1997), it is possible that “at least some controversies
in the social and behavioral
sciences may be artifactual in nature” (p. 178). This represents
- 55. a crisis of representation.
This crisis of representation still prevails in studies in which
null hypothesis
significance testing does not take place, as is the case where
only effect-size indices are
reported and interpreted. Indeed, as surmised by Onwuegbuzie
and Levin (2003), effect-size
statistics represent random variables that are affected by
sampling variability, which is a
function of sample size. Thus, “when the sample size is small,
the discrepancy between the
sample effect size and population effect size is larger (i.e., large
bias) than when the sample
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 298
size is large” (p. 140). Even in descriptive research, in which no
inferential analyses are
undertaken and only descriptive statistics are presented, as long
as generalizations are being
made from the sample to some target population, the small
sample sizes that typify
quantitative research studies still create a crisis of
representation. In addition, the fact that
the majority of studies in the social and behavioral sciences do
not utilize random samples
(Shaver & Norton, 1980a, 1980b), even though “inferential
statistics is based on the
assumption of random sampling from populations” (Glass &
Hopkins, 1984, p. 177), affects
the external validity of findings; again, yielding a crisis of
representation.
- 56. In qualitative research, the crisis of representation refers to the
difficulty for
researchers in capturing lived experiences. As noted by Denzin
and Lincoln (2005),
Such experience, it is argued, is created in the social text
written by the
researcher. This is the representational crisis. It confronts the
inescapable
problem of representation, but does so within a framework that
makes the
direct link between experience and text problematic. (p. 19)
Further, according to Lincoln and Denzin (2000), the crisis of
representation asks who the
Other is and whether qualitative researchers can use text to
represent authentically the
experience of the Other. If this is not possible, how do
interpretivists establish a social
science that includes the Other? As noted by Lincoln and
Denzin, these questions can be
addressed by “including the Other in the larger research
processes that we have developed”
(p. 1050), which, for some, involves various types of research
(e.g., action research,
participatory research, evaluation research, clinical research,
policy research, racialized
discourse, ethnic epistemologies) that can occur in a variety of
settings (e.g., educational,
social, clinical, familial, corporate); for some, this involves
training Others to conduct their
own research of their own communities; for some, this involves
positioning Others as co-
authors; and for some, this involves Others writing auto-
- 57. ethnographic accounts with the
qualitative researcher assuming the role of ensuring that the
Others’ voices are heard
directly. In any case, there appears to be general agreement that
there is a crisis of
representation in qualitative research.
The second crisis in mixed methods research pertains to
legitimation or validity. The
importance of legitimation or what is more commonly referred
to as “validity,” has been
long acknowledged by quantitative researchers. For example,
extending the seminal works of
Campbell and Stanley (Campbell, 1957; Campbell & Stanley,
1963), Onwuegbuzie (2003)
presented 50 threats to internal validity and external validity
that occur at the research
design/data collection, data analysis, and/or data interpretation
stages of the quantitative
research process. These threats are presented in Figure 3, in
what was later called the
Quantitative Legitimation Model. As illustrated in Figure 3,
Onwuegbuzie identified 22
threats to internal validity and 12 threats to external validity at
the research design/data
collection stage of the quantitative research process. At the data
analysis stage, 21 threats to
internal validity and 5 threats to external validity were
conceptualized. Finally, at the data
interpretation stage, 7 and 3 threats to internal validity and
external validity were identified,
respectively. In Figure 4, Onwuegbuzie, Daniel, and Collins’ (in
press) schematic
representation of instrument score validity also is provided for
interested readers.
Onwuegbuzie et al. build on Messick’s (1989, 1995)
- 58. conceptualization of validity to yield
what they refer to as a meta-validity model that subdivides
content-, criterion-, and
299 The Qualitative Report June 2007
construct-related validity into several areas of evidence.
Another useful conceptualization of
validity is that of Shadish, Cook, and Campbell (2001). These
authors also build on
Campbell’s earlier work and classify research validity into four
major types: statistical
conclusion validity, internal validity, construct validity, and
external validity. Other selected
seminal works showing the historical development of validity in
quantitative research can be
found in the following references: American Educational
Research Association, American
Psychological Association, and National Council on
Measurement in Education (1999);
Bracht and Glass (1968); Campbell (1957); Campbell and
Stanley (1963); Cook and
Campbell (1979); Messick (1989, 1995); and Smith and Glass
(1987).
With respect to the qualitative research paradigm, Denzin and
Lincoln (2005) argue
for “a serious rethinking of such terms as validity,
generalizability, and reliability, terms
already retheorized in postpositivist…, constructivist-
naturalistic…, feminist…,
interpretive…, poststructural…, and critical…discourses. This
problem asks, ‘How are
qualitative studies to be evaluated in the contemporary,
- 59. poststructural moment?’” (pp. 19-
20). Part of their solution has been to reconceptualize
traditional validity concepts by new
labels (Lincoln & Guba, 1985, 1990). For example, Lincoln and
Guba (1985) presented the
following types: credibility (replacement for quantitative
concept of internal validity),
transferability (replacement for quantitative concept of external
validity), dependability
(replacement for quantitative concept of reliability), and
confirmability (replacement for
quantitative concept of objectivity).
Another popular classification for validity in qualitative
research was provided by
Maxwell (1992), who identified the following five types of
validity:
• descriptive validity (i.e., factual accuracy of the account as
documented by
the researcher);
• interpretive validity (i.e., the extent to which an interpretation
of the account
represents an understanding of the perspective of the underlying
group and
the meanings attached to the members’ words and actions);
• theoretical validity (i.e., the degree to which a theoretical
explanation
developed from research findings is consistent with the data);
• evaluative validity (i.e., the extent to which an evaluation
framework can be
- 60. applied to the objects of study, as opposed to a descriptive,
interpretive, or
explanatory one); and
• generalizability (i.e., the extent to which a researcher can
generalize the
account of a particular situation, context, or population to other
individuals,
times, settings, or context).
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 300
Figure 3. Threats to internal and external validity.
_
___________________________________
With regard to the latter validity type, Maxwell differentiates
internal generalizability
from external generalizability, with the former referring to the
- 61. generalizability of a
conclusion within the underlying setting or group, and the latter
pertaining to generalizability
beyond the group, setting, time, or context. According to
Maxwell, internal generalizability
is typically more important to qualitative researchers than is
external generalizability.
Rese arch
Desig n/Data
Co llectio n
Data
Analysi s
Data
Interpretatio n
His tory
Matu ratio n
Te stin g
Instru mentatio n
Sta tistica l Regre ssio n
Differen tial Sele cti on o f Partici pants
Mortal ity
Selectio n In teractio n Effects
Imple mentatio n Bia s
Sa mple Aug mentatio n Bia s
Beha vi or Bia s
Ord er Bia s
- 62. Observationa l Bia s
Rese arch er Bia s
Matchin g Bia s
Treatment Repli cation Error
Evalu atio n An xi ety
Mul tipl e-Trea tmen t In terfe rence
Reactive Arrange ments
Trea tmen t Diffusio n
Time x Trea tmen t In teractio n
History x Trea tmen t In teractio n
Popu lati on Valid ity
Ecolo gical Valid ity
Tempo ral Valid ity
Mul tipl e-Trea tmen t In terfe rence
Rese arch er Bia s
Reactive Arrange ments
Ord er Bia s
Matchin g Bia s
Sp eci ficity of Vari able s
Trea tmen t Diffusio n
Pre test x Trea tmen t In teractio n
Se lection x Trea tmen t In teractio n
Sta tistica l Regre ssio n
Restri cte d Rang e
- 63. Mortal ity
Non-In teractio n See kin g Bia s
Type I - Typ e X Error
Observationa l Bia s
Rese arch er Bia s
Matchin g Bia s
Treatment Repli cation Error
Vio late d As sump tion s
Mu lticoll inea rity
Mi s-Specifi cation Error
Effe ct Size
Co nfirm atio n Bia s
Sta tistica l Regre ssio n
Di storted Grap hics
Illu sory Correl atio n
Crud Factor
Posi tive Man ifol d
Cau sal Error
Th reats to External
Val idity/External
Rep licatio n
Popu lati on Valid ity
Rese arch er Bia s
- 64. Sp eci ficity of Vari able s
Matchin g Bia s
Mi s-Specifi cation Error
Popu lati on Valid ity
Ecolo gical Valid ity
Tempo ral Valid ity
Threats to Internal
Va lidi ty/Internal
Rep licatio n
301 The Qualitative Report June 2007
Figure 4. Schematic representation of instrument score validity.
Logi cal ly Base d Em piricall y base d
Co nten t-
Related Valid ity
Cri terio n-
Related Valid ity
Cons truct-
Related Valid ity
Face Valid ity Item Valid ity
Samp ling
Valid ity
- 65. Concurrent
Valid ity
Predi cti ve
Valid ity
Substanti ve
Valid ity
Structural
Valid ity
Comp arati ve
Valid ity
Outcome
Valid ity
Ge neral izabil ity
Con ve rgent
Valid ity
Discrimi nant
Valid ity
Di ve rgent
Valid ity
Onwuegbuzie (2000) conceptualized what he called the
Qualitative Legitimation
Model, which contains 29 elements of legitimation for
qualitative research at the following
- 66. three stages of the research process: research design/data
collection, data analysis, and data
interpretation. As illustrated in Figure 5, the following threats
to internal credibility are
pertinent to qualitative research: ironic legitimation, paralogical
legitimation, rhizomatic
legitimation, voluptuous (i.e., embodied) legitimation,
descriptive validity, structural
corroboration, theoretical validity, observational bias,
researcher bias, reactivity,
confirmation bias, illusory correlation, causal error, and effect
size. Also in this model, the
following threats to external credibility have been identified as
being pertinent to qualitative
research: catalytic validity, communicative validity, action
validity, investigation validity,
interpretive validity, evaluative validity, consensual validity,
population generalizability,
ecological generalizability, temporal generalizability,
researcher bias, reactivity, order bias,
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 302
and effect size. (For an in-depth discussion of each of these
threats to internal credibility and
external credibility, we refer the reader to Onwuegbuzie &
Leech, 2007b.)
Figure 5. Qualitative legitimation model.
Thre ats to
External Credibility
- 67. Thre ats to
Internal Credibility
Data
A nalysis
Research
Design/
Data
Collection
Data
Interpretation
Population Generalizability
Ecological Generalizability
Temporal Generalizability
Catalytic Validity
Communicative Validity
Action Validity
Investigation Validity
Interpretative validity
Evaluative Validity
Consensual Validity
Researcher Bias
Reactivity
Order Bias
Effect size
- 68. Theoretical
Validity
Ironic Legitimation
Paralogical Legitimation
Rhizomatic Legitimation
Embodied Legitimation
S tructural Corroboration
Confirmation Bias
Illusory Correlation
Causal Error
Effect Size
Observational Bias
Researcher Bias
Reactivity
Descriptive
Validity
Observational Bias
Researcher Bias
Because of the association with the quantitative
conceptualization of the research
process, qualitative researchers have, by and large, replaced the
term validity by terms such
as legitimation, trustworthiness, and credibility. The major
works in the area of legitimation
in qualitative research include the following: Creswell (1998),
Glaser and Strauss (1967),
Kvale (1995), Lather (1986, 1993), Lincoln and Guba (1985,
1990), Longino (1995),
- 69. Maxwell (1992, 1996), Miles and Huberman (1984, 1994),
Onwuegbuzie and Leech
(2007b), Schwandt (2001), Strauss and Corbin (1998), and
Wolcott (1990).
303 The Qualitative Report June 2007
In mixed method research, the crises of representation and
legitimation often are
exacerbated because both the quantitative and qualitative
components of studies bring to the
fore their own unique crises. In mixed methods studies, the
crisis of representation refers to
the difficulty in capturing (i.e., representing) the lived
experience using text in general and
words and numbers in particular. The problem of legitimation
refers to the difficulty in
obtaining findings and/or making inferences that are credible,
trustworthy, dependable,
transferable, and/or confirmable.
The third crisis in mixed methods research pertains to
integration (Onwuegbuzie,
2007). The crisis of integration refers to the extent to which
combining qualitative and
quantitative approaches can address adequately the research
goal, research objective(s),
research purpose(s), and research question(s). This crisis
compels mixed methods
researchers to ask questions such as the following: Is it
appropriate to triangulate,
consolidate, or compare quantitative data stemming from a large
random sample on equal
grounds with qualitative data arising from a small purposive
- 70. sample? How much weight
should be placed on qualitative data compared to quantitative
data? Are quantitatively
confirmed findings more important than findings that emerge
during a qualitative study
component? When quantitative and qualitative findings
contradict themselves, what should
the researcher conclude?
The fourth crisis in mixed methods research is the crisis of
politics (Onwuegbuzie,
2007). This crisis refers to the tensions that arise as a result of
combining quantitative and
qualitative approaches. These tensions include any conflicts that
arise when different
investigators are used for the quantitative and qualitative
components of a study, as well as
the contradictions and paradoxes that come to the fore when the
quantitative and qualitative
data are compared and contrasted. The crisis of politics also
pertains to the difficulty in
persuading the consumers of mixed methods research, including
stakeholders and
policymakers, to value the results stemming from both the
quantitative and qualitative
components of a study. Additionally, the crisis of politics refers
to tensions ensuing when
ethical standards are not addressed within the research design.
These four crises are
summarized in Table 5.
Table 5
Crises Faced by Mixed Methods Researchers
- 71. Crisis
Description
Representation
The crisis of representation refers to the fact that sampling
problems
characterize both quantitative and qualitative research. It refers
to the
difficulty in capturing (i.e., representing) the lived experience
using
text in general and words and numbers in particular.
Quantitative Phase: This crisis prevails when the sample size
used is
too small to yield adequate statistical power (i.e., reduce
external
validity) and/or the non-random sampling scheme used
adversely
affects generalizability (i.e., reduces external validity)
- 72. Anthony J. Onwuegbuzie and Kathleen M. T. Collins 304
Legitimation
Integration
Politics
Qualitative Phase: This crisis refers to the difficulty in
capturing lived
experiences; the direct link between experience and text is
problematic.
The crisis of legitimation refers to the difficulty in obtaining
findings
and/or making inferences that are credible, trustworthy,
dependable,
transferable, and/or confirmable.
- 73. Quantitative Phase: This crisis involves the difficulty in
obtaining
quantitative findings that possess adequate internal validity and
external validity.
Qualitative Phase: This crisis leads to the following question
being
asked: How are qualitative studies to be evaluated in the
contemporary,
post-structural moment? It involves the difficulty in obtaining
qualitative findings that possess adequate credibility,
transferability,
dependability, and/or confirmability.
The crisis of integration refers to the extent to which combining
qualitative and quantitative approaches addresses adequately the
research goal, research objective(s), research purpose(s), and
research
question(s).
This crisis refers to the tensions that arise as a result of
combining
quantitative and qualitative approaches, including any conflicts
that
arise when different investigators are used for the quantitative
and
qualitative components of a study, the contradictions and
paradoxes
that come to the fore when the quantitative and qualitative data
are
compared and contrasted, the difficulty in persuading the
consumers of
mixed methods research (e.g., stakeholders and policymakers)
to value
the results stemming from both the quantitative and qualitative
- 74. components of a study, and the tensions ensuing when ethical
standards
are not addressed within the research design.
Selecting an appropriate sampling design for the qualitative and
quantitative
components of the study can be a difficult choice. Thus,
guidelines are needed to help mixed
methods researchers in this selection. However, we believe that
keeping in mind these four
crises should help mixed methods researchers to select optimal
sampling designs. That is, we
believe that an optimal sampling design in a mixed methods
study is one that allows the
researcher to address simultaneously the four aforementioned
crises as adequately as
possible. In particular, representation can be enhanced by
ensuring that sampling decisions
stem from the research goal (e.g., predict, understand complex
phenomena), research
objective (e.g., exploration, prediction), research purpose (e.g.,
triangulation,
complementarity), and research question(s). As displayed in
Figure 1, decisions about the
research goal, research objective, research purpose, and
research questions(s) are sequential
in nature. Thus, research questions arise from the research
purpose, which arise from the
research objective, which, in turn, arise from the research goal.
(The importance of the
305 The Qualitative Report June 2007
- 75. research question in sampling decisions is supported by Curtis
et al., 2000; Kemper et al.,
2003; and Miles & Huberman, 1994.) For example, with respect
to the research goal, testing
new ideas compared to understanding complex phenomena
likely will lead to a different
research objective (i.e., prediction or influence vs. exploration,
description, or explanation),
research purpose (e.g., triangulation vs. expansion), and
research questions; and, hence,
result in different sampling designs, sampling schemes, and
sample sizes being optimal.
Representation also can be enhanced by ensuring that the
sample selected for each
component of the mixed methods study is compatible with the
research design (cf. Table 3).
In addition, the selected samples should generate sufficient data
pertaining to the
phenomenon of interest to allow thick, rich description (Curtis
et al., 2000; Kemper et al.,
2003; Miles & Huberman, 1994), thereby increasing descriptive
validity and interpretive
validity (Maxwell, 1992). Such samples also should help to
improve representation.
Borrowing the language from qualitative researchers, both the
qualitative and quantitative
components of a study should yield data that have a realistic
chance of reaching data
saturation (Flick, 1998; Morse, 1995), theoretical saturation
(Strauss & Corbin, 1990), or
informational redundancy (Lincoln & Guba, 1985).
Representation can be further improved
by selecting samples that allow the researcher to make
statistical and/or analytical
- 76. generalizations. That is, the sampling design should allow
mixed methods researchers to
make generalizations to other participants, populations,
settings, contexts, locations, times,
events, incidents, activities, experiences, and/or processes; that
is, the sampling design
should facilitate internal and/or external generalizations
(Maxwell, 1992).
Legitimation can be enhanced by ensuring that inferences stem
directly from the
extracted sample of units (Curtis et al., 2000; Kemper et al.,
2003; Miles & Huberman,
1994). The selected sampling design also should increase
theoretical validity, where
appropriate (Maxwell, 1992). The sampling design can enhance
legitimation by
incorporating audit trails (Halpern, 1983; Lincoln & Guba,
1985).
Further, the crisis of integration can be reduced by utilizing
sampling designs that
help researchers to make meta-inferences that adequately
represent the quantitative and
qualitative findings and which allow the appropriate weight to
be assigned. Even more
importantly, the sampling design should seek to enhance what
Onwuegbuzie and Johnson
(2006) refer to as “sample integration legitimation.” This
legitimation type refers to
situations in which the mixed methods researcher wants to make
statistical generalizations
from the sample members to the underlying population. As
noted by Onwuegbuzie and
Johnson (2006), unless the relationship between the qualitative
and quantitative samples is
- 77. identical (cf. Figure 2), conducting meta-inferences by pulling
together the inferences from
the qualitative and quantitative phases can pose a threat to
legitimation.
Finally, the crisis of politics can be decreased by employing
sampling designs that
are realistic, efficient, practical, and ethical. Realism means
that the data extracted from the
samples are collected, analyzed, and interpreted by either: (a) a
single researcher who
possesses the necessary competencies and experiences in both
qualitative and quantitative
techniques; (b) a team of investigators consisting of researchers
with competency and
experience in one of the two approaches such that there is at
least one qualitative and one
quantitative researcher who are able to compare and contrast
effectively their respective
findings; or (c) a team of investigators consisting of researchers
with minimum competency
in both qualitative and quantitative approaches and a highly
specialized skill set in one of
these two procedures. According to Teddlie and Tashakkori
(2003), these combinations
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 306
represent the “three current models for professional competency
and collaboration” in mixed
methods research (p. 44). Moreover, a realistic sampling design
is one that “provides a really
convincing account and explanation of what is observed”
(Curtis et al., 2000, p. 1003).
- 78. Efficient sampling designs support studies that can be
undertaken using the available
resources (e.g., money, time, effort). As such, efficiency refers
more to the scope of the
researchers (i.e., manageability). In particular, the sampling
design should be compatible
with the researcher’s competencies, experiences, interests, and
work style (Curtis et al.,
2000; Miles & Huberman, 1994). However, even if resources
are available for a chosen
sampling design, these must also be within the scope of the
potential sample members. That
is, the sampling design employed must be one from which all of
the data can be collected
from the sample members. For example, the sample members
should not be unduly
inconvenienced. This is what is meant by utilizing a practical
sampling design. Indeed, a
practical and efficient sampling design should be one that “sets
an upper bound on the
internal validity/trustworthiness and external
validity/transferability of the research project”
(Kemper et al., 2003, p. 277).
Finally, an ethical sampling design is one that adheres to the
ethical guidelines
stipulated by organizations such as Institutional Review Boards
in order for the integrity of
the research to be maintained throughout and that all sample
members are protected (cf.
American Educational Research Association [AERA], 2000;
Sales & Folkman, 2002).
Further, mixed methods researchers should continually evaluate
their sampling designs and
procedures for ethical and scientific appropriateness throughout
- 79. the course of their studies.
In particular, as specified by the Standard I.B.6 of AERA
(2000), mixed methods researchers
should provide information about their sampling designs and
strategies “accurately and
sufficiently in detail to allow knowledgeable, trained
researchers to understand and interpret
them.” In addition, based on their sampling designs, mixed
methods researchers should write
their reports in such a way that they “Communicate the practical
significance for policy,
including limits in effectiveness and in generalizability to
situations, problems, and contexts”
(AERA, 2000, Standard I.B.7). Even more importantly, mixed
methods researchers should
undertake the following:
1. fully inform all sample members about “the likely risks
involved in the research and
of potential consequences for participants” (AERA, 2000,
Standard II. B.1);
2. guarantee confidentiality (Standard II. B.2) and anonymity
(Standard II. B.11);
3. avoid deception (Standard II. B.3);
4. ensure that “participants have the right to withdraw from the
study at any time”
(Standard II. B.5);
5. “have a responsibility to be mindful of cultural, religious,
gender, and other
significant differences within the research population in the
planning, conduct, and
reporting of their research” (Standard II. B.7); and
- 80. 6. “carefully consider and minimize the use of research
techniques that might have
negative social consequences” (Standard II. B.7).
Furthermore, mixed method researchers should consider
carefully the “implications of
excluding cases because they are less articulate or less well
documented, of uncertain
reliability or difficult to access” (Curtis et al., 2000, p. 1012).
307 The Qualitative Report June 2007
Summary and Conclusions
Sampling is an important step in both the qualitative and
quantitative research
process. However, sampling is even more important in the
mixed methods research process
because of its increased complexity arising from the fact that
the quantitative and qualitative
components bring into the setting their own problems of
representation, legitimation,
integration, and politics. These combined problems are likely to
yield an additive effect or a
multiplicative effect that adversely impacts the quality of data
collected. Thus, it is
somewhat surprising that the issue of sampling was not included
as one of Teddlie and
Tashakkori’s (2003) six issues of concern in mixed methods
research. Moreover, with a few
- 81. exceptions, discussion of sampling schemes has not taken place
within a mixed methods
framework. Thus, the purpose of this article has been to
contribute to the discussion about
sampling issues in mixed methods research. In fact, the present
essay appears to represent
the most in-depth and comprehensive discussion of sampling in
mixed methods research to
date. First, we presented 24 sampling schemes that have been
associated with quantitative
and/or qualitative research. We contended that the present trend
of methodologists and
textbook authors of linking research paradigms to sampling
schemes represents a false
dichotomy that is not consistent with practice. Second, we
discussed the importance of
researchers making sample size considerations for both the
quantitative and qualitative
components of mixed methods studies. We then provided sample
size guidelines from the
extant literature for each of the major qualitative and
quantitative research designs. Third, we
provided a typology of sampling designs in mixed methods
research. Specifically, we
introduced our two-dimensional mixed methods sampling
model, which demonstrated how
sampling designs can be classified according to: (a) the time
orientation of the components
(i.e., concurrently vs. sequentially) and (b) the relationship of
the qualitative and quantitative
samples (e.g., identical vs. nested). Fourth, we presented the
four major crises or challenges
to mixed methods research: representation, legitimation,
integration, and politics. These
crises were then used to provide guidelines for making sampling
design considerations.
- 82. The two-dimensional mixed methods sampling model presented
in this paper helps to
fulfill two goals. First and foremost, this model can help mixed
methods researchers to
identify an optimal sampling design. Second, the model can be
used to classify mixed
methods studies in the extant literature with respect to their
sampling strategies. Indeed,
future research should build on the work of Collins et al. (2006,
2007) who investigated the
prevalence of each of the eight sampling designs presented in
Figure 2. Such studies also
could identify any potential misuse of sampling designs with
respect to the four crises in
mixed methods research.
Virtually all researchers (whether qualitative, quantitative, or
mixed methods
researchers) make some form of generalization when
interpreting their data. Typically, they
make statistical generalizations, analytic generalizations, and/or
generalizations that involve
case-to-case transfer (Curtis et al., 2000; Firestone, 1993;
Kennedy, 1979; Miles &
Huberman, 1994). However, the generalizing process is in no
way mechanical (Miles &
Huberman, 1994). Indeed, generalization represents an active
process of reflection
(Greenwood & Levin, 2000). Specifically, because all findings
are context-bound; (a) any
interpretations stemming from these findings should be made
only after being appropriately
aware of the context under which these results were
constructed, (b) generalizations of any
interpretations to another context should be made only after
- 83. being adequately cognizant of
Anthony J. Onwuegbuzie and Kathleen M. T. Collins 308
the new context and how this new context differs from the
context from which the
interpretations were generated; and (c) generalizations should
occur only after the researcher
has reflected carefully on the consequences that such a
generalization may have. Therefore,
choosing an optimal sampling design is an essential part of the
reflection process.
Selecting a sampling design involves making a series of
decisions not only about how
many individuals to include in a study and how to select these
individuals, but also about
conditions under which this selection will take place. These
decisions are extremely
important and, as stated by Curtis et al. (2000), “It seems
essential to be explicit about these
[decisions], rather than leaving them hidden, and to consider the
implications of the choice
for the way that the…study can be interpreted” (p. 1012).
Unfortunately, the vast majority of
qualitative and quantitative researchers do not make clear their
sampling decisions. Indeed,
the exact nature of the sampling scheme rarely is specified
(Onwuegbuzie, 2002b). As such,
sampling in qualitative and quantitative research appears to be
undertaken as a private
enterprise that is unavailable for public inspection. However, as
noted by Curtis et al. (2000,
“careful consideration of… [sampling designs] can enhance the
- 84. interpretive power of a study
by ensuring that the scope and the limitations of the analysis is
clearly specified” (p. 1013).
Thus, we hope that the framework that we have provided can
help mixed methods
researchers in their quest to select an optimal sampling design.
Further, we hope that our
framework will motivate other research methodologists to
construct alternative typologies
for helping researchers in making their sampling decisions.
References
American Educational Research Association. (2000). Ethical
standards of the American
Educational Research Association. Retrieved August 25, 2007,
from
http://www.aera.net/AboutAERA/Default.aspx?menu_id=90&id
=222
American Educational Research Association, American
Psychological Association, &
National Council on Measurement in Education (1999).
Standards for educational
and psychological testing (Rev. ed.). Washington, DC:
American Educational
Research Association.
Baumgartner, T. A., Strong, C. H., & Hensley, L. D. (2002).
Conducting and reading
research in health and human performance (3rd ed.). New York:
McGraw-Hill.
- 85. Bernard, H. R. (1995). Research methods in anthropology:
Qualitative and quantitative
approaches. Walnut Creek, CA: AltaMira.
Blattman, C., Jensen, R., & Roman, R. (2003). Assessing the
need and potential community
networking for development in rural India. The Information
Society, 19, 349-364.
Bracht, G. H., & Glass, G. V. (1968). The external validity of
experiments. American
Educational Research Journal, 5, 437-474.
Brewer, J., & Hunter, A. (1989). Multimethod research: A
synthesis of style. Newbury Park,
CA: Sage.
Bryman, A. (1989). Quantity and quality in social science
research. London: Routledge.
Campbell, D. T. (1957). Factors relevant to the validity of
experiments in social
settings. Psychological Bulletin, 54, 297-312.
Campbell, D. T., & Stanley, J. C. (1963). Experimental and
quasi-experimental designs for
research. Chicago: Rand McNally.
309 The Qualitative Report June 2007
Caracelli, V. W., & Greene, J. C. (1993). Data analysis
strategies for mixed-method
evaluation designs. Educational Evaluation and Policy Analysis,
15, 195-207.
- 86. Carrese, J. A., Mullaney, J. L., & Faden, R. R. (2002). Planning
for death but not serious
future illness: Qualitative study of household elderly patients.
British Medical
Journal, 325(7356), 125-130.
Charles, C. M., & Mertler, C. A. (2002). Introduction to
educational research (4th ed.).
Boston, MA: Allyn & Bacon.
Cohen, J. (1962). The statistical power of abnormal social
psychological research: A review.
Journal of Abnormal and Social Psychology, 65, 145-153.
Cohen, J. (1965). Some statistical issues in psychological
research. In B. B. Wolman (Ed.),
Handbook of clinical psychology (pp. 95-121). New York:
McGraw-Hill.
Cohen, J. (1988). Statistical power analysis for the behavioral
sciences (2nd ed.). Hillsdale,
NJ: Lawrence Erlbaum.
Cohen, J. (1992). A power primer. Psychological Bulletin, 112,
155-159.
Collins, K. M. T. (2007). Assessing the relationship between
college students’ reading
abilities and their attitudes toward reading-based assignments.
Manuscript
submitted for publication.
Collins, K. M. T., Onwuegbuzie, A. J., & Jiao, Q. G. (2006).
Prevalence of mixed methods
sampling designs in social science research. Evaluation and
- 87. Research in Education,
19, 83-101.
Collins, K. M. T., Onwuegbuzie, A. J., & Jiao, Q. G. (2007). A
mixed methods investigation
of mixed methods sampling designs in social and health science
research. Journal of
Mixed Methods Research, 1, 267-294.
Cook, T. D., & Campbell, D. T. (1979). Quasi-experimentation:
Design and analysis issues
for field settings. Chicago: Rand McNally.
Cook, T. D., & Reichardt, C. S. (Eds.). (1979). Qualitative and
quantitative methods in
evaluation research. Beverly Hills, CA: Sage.
Creswell, J. W. (1994). Research design: Qualitative and
quantitative approaches.
Thousand Oaks, CA: Sage.
Creswell, J. W. (1998). Qualitative inquiry and research design:
Choosing among five
traditions. Thousand Oaks, CA: Sage.
Creswell, J. W. (1999). Mixed-method research: Introduction
and application. In C. Ciznek
(Ed.), Handbook of educational policy (pp. 455-472). San
Diego, CA: Academic
Press.
Creswell, J. W. (2002). Educational research: Planning,
conducting, and evaluating
quantitative and qualitative research. Upper Saddle River, NJ:
Pearson Education.