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I recently decided to look into the problem for fun, and I came across a pathway to a proof, and, though it's rather long, I was wondering if it has been investigated before.

So, for the Collatz Conjecture, to prove it, we just need to prove that applying the corresponding operation to every number, $3x+1$ if odd and $\frac{x}{2}$ if even, then they would eventually reach a number smaller than it. Here's how I went at it, and to me, it seems like a feasible path to take.

Operations

For simplicity, I will define the operation of $3x+1$ to be $m$ and $\frac{x}{2}$ to be $d$, standing for multiplication and division. Take that for a number like 5, the combination of operations that would lead to a smaller number would be $\{m, d, d\}$ as $5 \xrightarrow{m} 16 \xrightarrow{d} 8 \xrightarrow{d} 4$.

My Approach

What I realized was that each set of operations would just correspond to a linear equation. For example, $\{m, d, m, d, d, d\}$ would just be $\frac{3(\frac{3x+1}{2})+1}{8} = \frac{9}{16}x + \frac{5}{16}$. The key is that if there is a whole number that satisfies the equation, like $x=3$, then every 16 whole numbers, there would be another number that when undergoing the same set of operations, it would reach a smaller resulting value. This is because the slope is a fraction with the denominator equal to 16.

For example, $3 \xrightarrow{m} 10 \xrightarrow{d} 5 \xrightarrow{m} 16 \xrightarrow{d} 8 \xrightarrow{d} 4 \xrightarrow{d} 2$. This should work for $3+16=19$ which is true: $19 \xrightarrow{m} 58 \xrightarrow{d} 29 \xrightarrow{m} 88 \xrightarrow{d} 44 \xrightarrow{d} 22 \xrightarrow{d} 11$. In general, this set of operators corresponds to the set of positive integers in $16n+3$. The reason 16 is the leading coefficient is because 4 $d$ operations were used, accounting for the $2^4 = 16$ on the denominator of the slope of the corresponding linear function generated by this set of operations.

So, each valid set of operations would work for a specific set of numbers which would be equally spaced by two to the power of the number of times the $d$ operation is used (i.e. as we said $\{m, d, m, d, d, d\}$ works for all $16n + 3$ numbers). Now, if we can construct all the valid set of operators and prove that combining all their corresponding set of integers that they work on would cover all odd integers, then that would prove the conjecture.

Creating These Sets of Operators

The most basic case is $\{m, d, d\}$, and by not too much difficulty, these cover all the $4n+1$ numbers. We can then move on to $8n+k$ numbers. This would require 3 $d$ operations. However, $\{m, d, d, d\}$ doesn't work because it essentially repeats the case of $\{m, d, d\}$ and we're trying to create a new set of integers. For example, $\{m, d, d, d\}$ more specifically works for all $8n + 5$ numbers, but those are contained within $4n+1$. We also can't consider using 2 $m$ operators as then the slope of the resultant linear function would be $\frac{9}{8}$ and at the end of the string of operations, any number would not turn into a smaller one.

We can then move on to the set of $16n + k$, and we realize only $\{m, d, m, d, d, d \}$ procudes a unique set of integers $16n + 3$ which isn't previously contained within $4n+1$. We can continue, but for clarity, below are some rules:

Rules for the Sets of Operators

  1. If starting with any number, applying the operators in sequencial order will only result in a smaller number with the last operator, not in the middle. Otherwise, the resulting set of valid integers would be contained in another set of integers derived from a smaller set of operators (like $8n+5$ in $4n+1$).

  2. Like the Collatz Conjecture, $d$ must come after an $m$ operator and each set must start with $m$ as we are dealing with odd numbers.

  3. As a rule of thumb, if M is the number of $m$ operators and D is the number of $d$ operators, $3^M < 2^D < 3^{M+1}$ to ensure the operator set can turn an integer into a smaller one (i.e. applying $3x+1$ too many times doesn't give us what we want; the slope of the reduced linear function as descibed above must have a slope < 1).

More Sets of Operators

We can continue to $32n + k$. Here, there are two possibilities: $\{m, d, m, d, m, d, d, d\}$ and $\{m, d, m, d, d, m, d, d\}$ corresponding to the unique set of integers $32n+23$ and $32n+11$. We can continue on to larger sets, but I decided to code it. Note that there often are gaps between the powers of two because sometimes the $3^M < 2^D < 3^{M+1}$ isn't satisfied with equal increments of the number of $m$ and $d$ operators as $3^x$ grows faster than $2^x$.

With $64n + k$ numbers, similar to the $8n+k$ numbers, there aren't new operator sets that can work on these numbers as the number of $m$ operators remain as 3 which would mean it would overlap with $32n + k$ numbers. Therefore, any set of operators producing integers belonging to $64n+k$ are not new ones, so no new sets of operators work. This will often appear in later sequences.

Here, we will generalize with a table below. Many of the lower values I derived from coding this problem. $c_k$ is the number of possible sets of operators the can operate on integers with the general form on the left of each kth row:

\begin{array}{|c|c|c|c|} \hline \text{Set of Integers} & \text{Number of Possible Corresponsing Sets of Operators (}c_k\text{)} \\ \hline 4n+k & 1 \\ \hline 8n+k & 0 \\ \hline 16n+k & 1 \\ \hline 32n+k & 2 \\ \hline 64n+k & 0 \\ \hline 128n+k & 3 \\ \hline 256n+k & 7 \\ \hline 512n+k & 0 \\ \hline 1024n+k & 12 \\ \hline 2^{11}n+k & 0 \\ \hline 2^{12}n+k & 30 \\ \hline 2^{13}n+k & 85 \\ \hline 2^{14}n+k & 0 \\ \hline 2^{15}n+k & 173 \\ \hline 2^{16}n+k & 476 \\ \hline 2^{17}n+k & 0 \\ \hline 2^{18}n+k & 961 \\ \hline 2^{19}n+k & 0 \\ \hline 2^{20}n+k & 2652 \\ \hline 2^{21}n+k & 8045 \\ \hline 2^{22}n+k & 0 \\ \hline 2^{23}n+k & 17637 \\ \hline 2^{24}n+k & 51033 \\ \hline 2^{25}n+k & 0 \\ \hline 2^{26}n+k & 108950 \\ \hline 2^{27}n+k & 312455 \\ \hline 2^{28}n+k & 0 \\ \hline 2^{29}n+k & 663535 \\ \hline 2^{30}n+k & 0 \\ \hline 2^{31}n+k & 1900470 \\ \hline 2^{32}n+k & 5936673 \\ \hline 2^{33}n+k & 0 \\ \hline 2^{34}n+k & 13472276 \\ \hline 2^{35}n+k & 39993895 \\ \hline \end{array}

This was as far as my computer could handle. If the Collatz Conjecture is true, then if we continue this, all the possible sets of integers resulting from all the possible valid sets of operators $m$ and $d$ must represent all $2n+1$ numbers of just all odd numbers. This would mean that all the possible valid combinations of operators will cause every odd number to eventually dip below it's orginal value in the Collatz sequence. One way to think of it is that it's similar to the $\frac{1}{4} + \frac{1}{8} + \frac{1}{16} ... = \frac{1}{2}$. However, in this case, each fraction of a power of 2 has coeffiecients, some being 0.

My Conclusions and Question

In our case, we want $c_1\cdot\frac{1}{4} + c_2\cdot\frac{1}{8} + c_3\cdot\frac{1}{16} + ... = \frac{1}{2}$. Or in other words,

$$\sum_{k=1}^{\infty} \frac{c_k}{2^{k+1}} = \frac{1}{2}$$

So far, as my computer can handle, I can get up to 34 terms. It can also manually be done by using the values in the table:

$$\sum_{k=1}^{34} \frac{c_k}{2^{k+1}} = 0.492321204$$

The issue is, I can't find a general pattern, but it really does seem to converge to $\frac{1}{2}$, which would, as it seem, prove the conjecture.

After this long desciption, I have been wondering has this been done before? If so, is there a pattern to connect $c_k$ and $2^{k+1}$?

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    $\begingroup$ The sequence is on OEIS: oeis.org/A260591 $\endgroup$
    – vuur
    Commented Dec 25, 2022 at 7:59
  • $\begingroup$ @vuur Thanks! I thought this might be a promising way that almost changes the Collatz Conjecture into a different, less menacing problem, but I guess it probably has been looked into before. $\endgroup$
    – M.L
    Commented Dec 25, 2022 at 8:14

1 Answer 1

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Terras already shown that the density of the set of numbers reaching a lower value than itself is 1 here: http://matwbn.icm.edu.pl/ksiazki/aa/aa30/aa3034.pdf (an other post on density here: What fraction of all $\mathbb{N}$ are powers of 2? )

He also shown the periodicity mod $2^D$, and your {m,d} encoding is the parity vector which he calls "encoding representation". He worked with the "condensed" version ($\frac{3x+1}{2}$ and $\frac{x}{2}$)

So, we usually use this sequence instead : https://oeis.org/A100982

It is used in optimized Collatz sieves (see comments here Calculate the maximum in the Collatz sequence and especially here http://www.ericr.nl/wondrous/techpage.html)

Note that it wouldn't solve Collatz conjecture since it doesn't address any of the 2 main points: No cycles, No divergent trajectories.

An other post that might interest you (about the set $\{4k+1, 16k+3, 32k+23, 128k+15, 256k+95, 1024k+575, 4096k+383... \}$ for the special case of V-inverted sequences)

Showing $3^iq-2^{i-p}\neq2^pq-1$, with $p:=\lceil i\,\log_23\rceil$, $q:=\left\{\frac{2^{i}\,3^{2^{p-i-2}}}{2^p3^i}\right\}$, $i>6$

(and you can find a tree of it made by Mike W. here page 13 https://arxiv.org/pdf/1709.03385.pdf)

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  • $\begingroup$ Concerning this question, why would 'no divergent tragectories' be important? Obviously with my poor mathematical language, for every valid set of operators, it essentially describes a linear function with a slope of less than 1. Since each set of operators maps to a corresponding set of odd integers, if we can prove that all sets map to all odd integers, wouldn't the only thing we would have to worry about is whether a cycle would occur (like the trivial 1-4-2-1 which comes from [m,d,d]). $\endgroup$
    – M.L
    Commented Dec 31, 2022 at 22:55
  • $\begingroup$ Also, in accordance with what I wrote, do you mean Terras basically already proved $\sum_{k=1}^{\infty} \frac{c_k}{2^{k+1}} = \frac{1}{2}$? $\endgroup$
    – M.L
    Commented Dec 31, 2022 at 22:55
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    $\begingroup$ @M.L If you can prove that every integer is part of it or that you have strict inequality (strictly smaller) for ALL of them, yes, but then using density is not the way to go (density 1 does not means you can't have an infinity of cycles or divergent seq.). You construct valid set of operators (what Terras call a "terminal" sequence), but there are still a lot more "active" sets (sets that do not give a lower number) at each valid power of 2, and as much potential divergent trajectories (never reaching 1). This set is shrinking at each step, giving a density of 0, but that's just a density. $\endgroup$
    – Collag3n
    Commented Jan 1, 2023 at 18:35
  • $\begingroup$ You have 1/2 because you only look at odd numbers. Even numbers are obvious but Terras count them too. $\endgroup$
    – Collag3n
    Commented Jan 1, 2023 at 18:36
  • $\begingroup$ Sidenote: Rule 3 ($3^M < 2^D < 3^{M+1}$) does not ensure you reach a smaller number. It is still an open question. Terras used some tricks to overcome that issue. $\endgroup$
    – Collag3n
    Commented Jan 1, 2023 at 18:51

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