Collateral and Capital Management Analyst (Treasury Controller Function)

Summary:

We are seeking a Collateral and Capital Management Analyst to join the Americas Executions (aka Lucid Capital Markets) team. The ideal candidate will be responsible for monitoring the Firm's collateral position and ensuring compliance with regulatory capital requirements. This role will involve monitoring and reporting on collateral positions, conducting stress testing, and managing capital allocation.

Responsibilities:

• Monitor and manage collateral positions to ensure compliance with regulatory requirements
• Conduct stress testing and scenario analysis to assess the impact on collateral and capital levels
• Manage capital allocation and make recommendations for capital optimization via the use of company assets or external bank committed and uncommitted lines of credit
• Coordinate with internal teams to ensure accurate and timely reporting on collateral and capital positions
• Develop and implement policies and procedures related to collateral and capital management
• Stay up-to-date on regulatory changes and industry best practices related to collateral and capital management
• Assist in the development of risk management strategies and participate in risk assessment activities

Qualifications:

• Bachelor's degree in finance, accounting, or a related field
• At least five (5+) years of experience in collateral and capital management at a securities broker-dealer or financial institution
• Knowledge of SEC, FINRA, DTCC and OCC requirements related to collateral and capital management
• Strong analytical and problem-solving skills
• Excellent communication and interpersonal skills
• Ability to work independently and as part of a team
• Active FINRA S27 preferred, or active S7 with willingness to obtain S27 upon arrival
• Professional certification such as CFA or FRM is a plus

If you are a detail-oriented professional with a strong understanding of collateral and capital management, we encourage you to apply for this exciting opportunity. Join our team and contribute to the growth and success of our securities broker-dealer.