Auditor In Charge (AIC)

Genesis10 is currently seeking an Auditor-In-Charge (AIC) with our client in the financial industry located in Charlotte, NC. This is a full-time position.

Responsibilities:

• Drive risk-based auditing by defining scope and test procedures to evaluate the control environment in conformance with audit policies, assessing issues for business impact and recommending severity ratings, drafting audit reports, and managing business partner relationships
• Foster an inclusive work environment, and mentoring team members
• Subject matter expertise of compliance and operational risk frameworks and a solid business understanding of the financial services industry
• Plan, perform, and lead compliance and operational risk audits at the enterprise level
• Subject matter expertise in risk management frameworks and underlying regulations like Basel, Heightened Standards, SR 08-8, Fed 13-1, Enhanced Prudential Standards
• Perform audit reviews for risk appetite, risk governance, risk culture, RCSA programs, loss data, second line monitoring and testing programs
• Manage staff during audit engagements and provide feedback on work performed;
• Design and perform compliance and operational risk audit procedures, including identifying and defining issues, reviewing and analyzing evidence, and documenting processes;
• Leverage available data and analytical tools during the planning, fieldwork, and reporting phases of audit delivery;
• Communicate the results of audit projects to management (written reports/oral presentations);
• Establish and build working relationships with internal and external management;
• Perform risk assessments of business activities, potential risks exposures, and materiality of loss;
• Execute audit strategy for the sound application of risk-based auditing by defining audit scope and audit programs, and drafting audit reports leveraging automation and innovative methods in a timely and high-quality manner
• Act as Auditor-in-Charge (AIC) by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures
• Assess impacts to business processes, controls, and strategies to provide recommendations on severity ratings and escalate broad themes or trends accordingly based on existing business knowledge
• Exercise intellectual curiosity and judgment to effectively influence and challenge management to improve the control environment and drive continuous improvements on audit
• Oversee a team of associates and provides day-to-day mentoring and guidance and fosters an inclusive work environment
• Maintain business partner relationships, primarily with line management, to develop business knowledge
• Exercise sound knowledge of product, business, and technical expertise to effectively challenge management to improve the control environment
  
  

Requirements:

• Bachelor's Degree
• 5+ years of audit experience in areas related to compliance and operational risk management programs and regulations
• 5+ years of experience conducting compliance and or operational risk audits in Financial Services
• 3+ years of experience leading audits and performing in the role of auditor-in-charge
• Demonstrate experience in managing integrated internal audit and assurance delivery
• Effective influence skills in communicating findings
• Articulate and effective communicator, both verbally and in writing
• Strong interpersonal skills for interfacing with all levels of internal and external audit and management
• Internal Audit Review
• Issue Management
• Risk Management
• Audit Planning
• Analytical thinking
• Project Management
• Relationship Building
• Business Acumen
• Coaching
• Automation
• Technical documentation
• Attention to detail
• Critical thinking
  
  

Desired skills:

• Master's Degree in Auditing, Master's Degree in Accounting, Master's Degree in Finance, or Master of Business Administration
• Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Regulatory Compliance Manager (CRCM), or Certified Fraud Examiner (CFE)
  
  

Only candidates available and ready to work directly as Genesis10 employees will be considered for this position.

If you have the described qualifications and are interested in this exciting opportunity, please apply!

About Genesis10:

Ranked a Top Staffing Firm in the U.S. by Staffing Industry Analysts for six consecutive years, Genesis10 puts thousands of consultants and employees to work across the United States every year in contract, contract-for-hire, and permanent placement roles. With more than 300 active clients, Genesis10 provides access to many of the Fortune 100 firms and a variety of mid-market organizations across the full spectrum of industry verticals.

For contract roles, Genesis10 offers the benefits listed below. If this is a perm-placement opportunity, our recruiter can talk you through the unique benefits offered for that particular client. Benefits of Working with Genesis10:

• Access to hundreds of clients, most who have been working with Genesis10 for 5-20+ years.
• The opportunity to have a career-home in Genesis10; many of our consultants have been working exclusively with Genesis10 for years.
• Access to an experienced, caring recruiting team (more than 7 years of experience, on average.)
• Behavioral Health Platform
• Medical, Dental, Vision
• Health Savings Account
• Voluntary Hospital Indemnity (Critical Illness & Accident)
• Voluntary Term Life Insurance
• 401K
• Sick Pay (for applicable states/municipalities)
• Commuter Benefits (Dallas, NYC, SF)
• Remote opportunities available
  
  

For multiple years running, Genesis10 has been recognized as a Top Staffing Firm in the U.S., as a Best Company for Work-Life Balance, as a Best Company for Career Growth, for Diversity, and for Leadership, amongst others. To learn more and to view all our available career opportunities, please visit us at our website.

Genesis10 is an Equal Opportunity Employer. Candidates will receive consideration without regard to their race, color, religion, sex, sexual orientation, gender identity, national origin, disability, or status as a protected veteran.