Audit Supervisor - Capital Markets

We are working with a well known multinational bank that is looking for an Audit Supervisor to join the team. In this role, you will be responsible for designing and executing audit tests, assessing issues for their impact on the business, and recommending severity ratings. Key duties include evaluating the control environment, fostering an inclusive workplace, applying your product, business, and technical expertise, and supporting the development of team members. Additionally, you will establish and maintain business partner relationships.

Responsibilities:

• Develop and execute audit strategies to ensure the effective application of risk-based auditing. This includes defining audit scope and programs, and utilizing automation and innovative methods in a timely and high-quality manner.
• Utilize in-depth knowledge of products, business processes, and technical aspects to effectively challenge management and enhance the control environment.
• Evaluate the impacts on business processes, controls, and strategies, providing recommendations on severity ratings.
• Contribute to draft audit reports and communicate audit results to business leaders.
• Support the professional development of peers and teams through on-the-job training and promote an inclusive work environment.
• Establish and maintain strong relationships with business partners, primarily with line management, to enhance business knowledge.
• Employ innovative tools to improve the efficiency of audit activities (e.g., testing).

Required Skills:

• Internal Audit Review
• Issue Management
• Risk Management
• Audit Planning
• Analytical Thinking
• Project Management
• Automation
• Technical Documentation
• Attention to Detail
• Business Acumen
• Relationship Building
• Coaching
• Critical Thinking
• Written Communication

Preferred Qualifications:

• Familiarity with global markets, including trading and hedging strategies, supervisory procedures, P&L attribution, risk management, operational processes, and the regulatory landscape.
• Background in audit or risk control within financial services.
• Intermediate proficiency in analytical and automation tools (SQL, SAS, Excel, and Access).
• Advanced degree.
• CPA certification preferred.
• Strong presentation skills.